Swain Carol
Director · NXDT, NXRT, NA, NREF
As of 2026-09-16, Swain Carol has 49 Form 4 transactions on record across 4 companies — 30 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Reconstructed holdings
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|
49 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-06-10 | NXDT | Option exercise | 4,830 | 0 | Form 4 |
| 2026-06-10 | NXDT | Option exercise | 4,830 | 30,612 | Form 4 |
| 2026-06-10 | NXDT | Disposition | 2,415 | 28,197 | Form 4 |
| 2026-06-10 | NXDT | Disposition | 2,415 | 28,197 | Form 4 |
| 2026-06-10 | NXDT | Option exercise | 4,830 | 30,612 | Form 4 |
| 2026-06-02 | NXDT | Award / grant | 7,077 | 7,077 | Form 4 |
| 2026-05-22 | NXRT | Option exercise | 3,429 | 0 | Form 4 |
| 2026-05-22 | NXRT | Disposition | 1,714 | 8,626 | Form 4 |
| 2026-05-22 | NXRT | Disposition | 1,714 | 8,626 | Form 4 |
| 2026-05-22 | NXRT | Option exercise | 3,429 | 10,340 | Form 4 |
| 2026-05-22 | NXRT | Option exercise | 3,429 | 10,340 | Form 4 |
| 2026-04-03 | NA | Option exercise | 2,202 | 0 | Form 4 |
| 2026-04-03 | NREF | Option exercise | 5,518 | 0 | Form 4 |
| 2026-04-03 | NXDT | Option exercise | 7,813 | 0 | Form 4 |
| 2026-04-03 | NXDT | Disposition | 3,906 | 25,279 | Form 4 |
| 2026-04-03 | NXDT | Option exercise | 7,813 | 29,185 | Form 4 |
| 2026-04-03 | NXDT | Option exercise | 7,813 | 29,185 | Form 4 |
| 2026-04-03 | NXDT | Disposition | 3,906 | 25,279 | Form 4 |
| 2026-04-03 | NA | Option exercise | 2,202 | 4,575 | Form 4 |
| 2026-04-03 | NA | Disposition | 1,101 | 3,474 | Form 4 |
| 2026-04-03 | NREF | Option exercise | 5,518 | 14,322 | Form 4 |
| 2026-04-03 | NREF | Disposition | 2,759 | 11,563 | Form 4 |
| 2026-04-03 | NREF | Option exercise | 5,518 | 14,322 | Form 4 |
| 2026-04-03 | NREF | Disposition | 2,759 | 11,563 | Form 4 |
| 2026-04-03 | NA | Option exercise | 2,202 | 4,575 | Form 4 |
| 2026-04-03 | NA | Disposition | 1,101 | 3,474 | Form 4 |
| 2026-04-02 | NXDT | Award / grant | 3,247 | 3,247 | Form 4 |
| 2026-04-02 | NA | Award / grant | 2,187 | 2,187 | Form 4 |
| 2026-04-02 | NREF | Award / grant | 6,154 | 6,154 | Form 4 |
| 2026-04-02 | NXRT | Award / grant | 4,800 | 4,800 | Form 4 |
| 2025-06-10 | NXDT | Award / grant | 4,830 | 4,830 | Form 4 |
| 2025-05-22 | NXRT | Award / grant | 3,429 | 3,429 | Form 4 |
| 2025-04-03 | NXDT | Award / grant | 7,813 | 7,813 | Form 4 |
| 2025-04-03 | NA | Award / grant | 2,202 | 2,202 | Form 4 |
| 2025-04-03 | NREF | Award / grant | 5,518 | 5,518 | Form 4 |
| 2025-04-03 | NA | Option exercise | 1,781 | 0 | Form 4 |
| 2025-04-03 | NA | Disposition | 1,069 | 2,360 | Form 4 |
| 2025-04-03 | NA | Option exercise | 1,781 | 3,428 | Form 4 |
| 2025-04-03 | NA | Option exercise | 1,781 | 3,428 | Form 4 |
| 2025-04-03 | NA | Disposition | 1,069 | 2,360 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.