CALDWELL PHYLLIS R

Director · JBGS, OCSL, OMF

As of 2026-09-16, CALDWELL PHYLLIS R has 12 Form 4 transactions on record across 3 companies — 4 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $2.2MIndirect: $0$2.2Mas of 2026-09-16
  • Direct $2.2M
  • Indirect $0
OMFdirect18,246 sh$1.1M
JBGSdirect71,861 sh$809K
OCSLdirect23,500 sh$292K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

OCSL · 6 trades
2026-03-16: Purchase, 2,500 sh ($27K)2025-09-15: Purchase, 2,000 sh ($26K)2025-09-15: Purchase, 975 sh ($13K)2025-09-15: Purchase, 25 sh ($330)2025-05-07: Purchase, 2,000 sh ($27K)2025-02-25: Purchase, 2,500 sh ($40K)
JBGS · 4 trades
2026-04-30: Award / grant, 15,435 sh2026-04-30: Award / grant, 15,435 sh2025-04-24: Award / grant, 15,780 sh2025-04-24: Award / grant, 15,780 sh
OMF · 2 trades
2026-02-11: Award / grant, 3,243 sh ($0)2025-02-06: Award / grant, 2,791 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-03-16OCSLPurchase2,500 @ $10.77$27K+11.9% of holding23,500Form 4
2025-09-15OCSLPurchase2,000 @ $13.19$26K+11.1% of holding20,000Form 4
2025-09-15OCSLPurchase975 @ $13.20$13K+4.9% of holding21,000Form 4
2025-09-15OCSLPurchase25 @ $13.19$330+0.1% of holding20,025Form 4
2025-05-07OCSLPurchase2,000 @ $13.32$27K+12.5% of holding18,000Form 4
2025-02-25OCSLPurchase2,500 @ $15.83$40K+18.5% of holding16,000Form 4
6 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-04-30JBGSAward / grant15,43571,861Form 4
2026-04-30JBGSAward / grant15,43571,861Form 4
2026-02-11OMFAward / grant3,24318,246Form 4
2025-04-24JBGSAward / grant15,78056,426Form 4
2025-04-24JBGSAward / grant15,78056,426Form 4
2025-02-06OMFAward / grant2,79115,003Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.