FALBERG KATHRYN E

Director · RCUS, NUVB, TTD

As of 2026-09-16, FALBERG KATHRYN E has 17 Form 4 transactions on record across 3 companies — 9 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.1MIndirect: $0$1.1Mas of 2026-09-16
  • Direct $1.1M
  • Indirect $0
NUVBdirect123,397 sh$713K
RCUSdirect16,900 sh$417K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

TTD · 11 trades
2026-03-23: Disposition, 296 sh ($18K)2026-03-23: Disposition, 212 sh ($13K)2026-03-23: Disposition, 212 sh ($13K)2026-03-23: Disposition, 1,226 sh ($0)2026-03-05: Sale, 102,828 sh ($3.1M)2026-03-05: Sale, 50,000 sh ($1.5M)2025-05-27: Award / grant, 1,183 sh ($70K)2025-05-27: Award / grant, 845 sh ($50K)2025-05-27: Award / grant, 845 sh ($50K)2025-05-27: Award / grant, 4,901 sh ($0)2025-04-15: Award / grant, 90 sh ($6K)
RCUS · 4 trades
2026-06-11: Award / grant, 16,900 sh ($0)2026-06-11: Award / grant, 5,700 sh ($0)2025-06-10: Award / grant, 38,300 sh ($0)2025-06-10: Award / grant, 13,300 sh ($0)
NUVB · 2 trades
2026-05-21: Award / grant, 123,397 sh ($0)2025-05-21: Award / grant, 292,983 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-03-05TTDSale102,828 @ $30.45$3.1M−98.1% of holding1,946Form 4
2026-03-05TTDSale50,000 @ $30.48$1.5M−100.0% of holding0Form 4
15 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-11RCUSAward / grant16,90016,900Form 4
2026-06-11RCUSAward / grant5,70044,300Form 4
2026-05-21NUVBAward / grant123,397123,397Form 4
2026-03-23TTDDisposition296212Form 4
2026-03-23TTDDisposition212508Form 4
2026-03-23TTDDisposition2120Form 4
2026-03-23TTDDisposition1,226720Form 4
2025-06-10RCUSAward / grant38,30038,300Form 4
2025-06-10RCUSAward / grant13,30068,600Form 4
2025-05-27TTDAward / grant1,183103,929Form 4
2025-05-27TTDAward / grant845104,774Form 4
2025-05-27TTDAward / grant845102,746Form 4
2025-05-27TTDAward / grant4,901101,901Form 4
2025-05-21NUVBAward / grant292,983292,983Form 4
2025-04-15TTDAward / grant9097,000Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.