Smith Alan Leonard
Officer · IVZ, CRBG
As of 2026-09-16, Smith Alan Leonard has 12 Form 4 transactions on record across 2 companies — 7 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Reconstructed holdings
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|
12 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-03-13 | IVZ | Withheld for tax | 3,849 | 14,489 | Form 4 |
| 2026-03-13 | IVZ | Option exercise | 8,641 | 8,641 | Form 4 |
| 2026-03-13 | IVZ | Award / grant | 8,641 | 18,338 | Form 4 |
| 2026-02-28 | IVZ | Withheld for tax | 4,014 | 9,697 | Form 4 |
| 2026-02-28 | IVZ | Award / grant | 8,936 | 13,711 | Form 4 |
| 2026-02-28 | IVZ | Award / grant | 32,202 | 32,202 | Form 4 |
| 2026-02-28 | IVZ | Option exercise | 8,936 | 26,808 | Form 4 |
| 2025-03-15 | IVZ | Withheld for tax | 3,866 | 4,775 | Form 4 |
| 2025-03-15 | IVZ | Option exercise | 8,641 | 17,282 | Form 4 |
| 2025-03-15 | IVZ | Award / grant | 8,641 | 8,641 | Form 4 |
| 2025-02-28 | IVZ | Award / grant | 35,744 | 35,744 | Form 4 |
| 2024-03-01 | CRBG | Withheld for tax | 2,668 | 66,740 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.