Mauricio Maxine Lum

Director · Officer · EME, NOVT

As of 2026-09-16, Mauricio Maxine Lum has 25 Form 4 transactions on record across 2 companies — 13 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in March in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct: $16.6MIndirect: $0$16.6Mas of 2026-09-16
  • Direct $16.6M
  • Indirect $0
EMEdirect22,484 sh$16.6M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

EME · 15 trades
2026-07-31: Award / grant, 4 sh ($0)2026-04-30: Award / grant, 4 sh ($0)2026-03-17: Gift, 1,377 sh ($0)2026-03-02: Sale, 3,357 sh ($2.5M)2026-02-27: Withheld for tax, 1,709 sh ($1.2M)2026-01-30: Award / grant, 6 sh ($0)2026-01-02: Award / grant, 1,507 sh ($0)2025-10-30: Award / grant, 3 sh ($0)2025-07-31: Award / grant, 3 sh ($0)2025-04-30: Award / grant, 8 sh ($0)2025-03-13: Sale, 1,250 sh ($463K)2025-03-13: Gift, 250 sh ($0)2025-02-27: Withheld for tax, 1,690 sh ($681K)2025-01-31: Award / grant, 8 sh ($0)2025-01-02: Award / grant, 1,720 sh ($0)
NOVT · 10 trades
2026-01-02: Award / grant, 1,799 sh ($0)2026-01-02: Option exercise, 1,325 sh2026-01-02: Option exercise, 1,325 sh2026-01-02: Option exercise, 1,325 sh2026-01-02: Option exercise, 1,325 sh2025-01-02: Award / grant, 1,325 sh ($0)2025-01-02: Option exercise, 1,217 sh2025-01-02: Option exercise, 1,217 sh2025-01-02: Option exercise, 1,217 sh2025-01-02: Option exercise, 1,217 sh

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-03-02EMESale3,357 @ $735.00$2.5M−12.3% of holding23,853Form 4
2025-03-13EMESale1,250 @ $370.07$463K−4.3% of holding27,642Form 4
23 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-07-31EMEAward / grant422,484Form 4
2026-04-30EMEAward / grant422,480Form 4
2026-03-17EMEGift1,37722,476Form 4
2026-02-27EMEWithheld for tax1,70927,210Form 4
2026-01-30EMEAward / grant628,919Form 4
2026-01-02EMEAward / grant1,50728,913Form 4
2026-01-02NOVTAward / grant1,7991,799Form 4
2026-01-02NOVTOption exercise1,3254,548Form 4
2026-01-02NOVTOption exercise1,3254,548Form 4
2026-01-02NOVTOption exercise1,3250Form 4
2026-01-02NOVTOption exercise1,3250Form 4
2025-10-30EMEAward / grant327,406Form 4
2025-07-31EMEAward / grant327,403Form 4
2025-04-30EMEAward / grant827,400Form 4
2025-03-13EMEGift25027,392Form 4
2025-02-27EMEWithheld for tax1,69028,892Form 4
2025-01-31EMEAward / grant830,582Form 4
2025-01-02EMEAward / grant1,72030,574Form 4
2025-01-02NOVTAward / grant1,3251,325Form 4
2025-01-02NOVTOption exercise1,2173,223Form 4
2025-01-02NOVTOption exercise1,2173,223Form 4
2025-01-02NOVTOption exercise1,2170Form 4
2025-01-02NOVTOption exercise1,2170Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.