Brooks David R

Director · Officer · CSWC, SSB, IBTX

As of 2026-09-16, Brooks David R has 29 Form 4 transactions on record across 3 companies — 12 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.2MIndirect: $1.0M$2.2Mas of 2026-09-16
  • Direct $1.2M
  • Indirect $1.0M
SSBindirect10,050 sh$1.0M
CSWCdirect42,933 sh$1.0M
SSBdirect1,762 sh$183K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

SSB · 16 trades
2026-08-05: Sale, 18,000 sh ($2.0M)2026-08-05: Sale, 3,750 sh ($413K)2026-08-05: Sale, 1,800 sh ($198K)2026-08-05: Sale, 1,100 sh ($121K)2026-08-03: Sale, 6,181 sh ($667K)2026-05-01: Award / grant, 1,050 sh ($102K)2026-04-28: Sale, 9,000 sh ($886K)2026-04-28: Sale, 5,300 sh ($521K)2025-12-09: Gift, 13,800 sh ($0)2025-12-09: Other acquisition, 13,800 sh ($0)2025-11-01: Option exercise, 1,136 sh ($0)2025-07-29: Other acquisition, 32,100 sh ($0)2025-07-29: Other acquisition, 32,100 sh ($0)2025-07-22: Option exercise, 267 sh ($0)2025-05-01: Award / grant, 1,136 sh ($100K)2025-01-22: Award / grant, 267 sh ($27K)
IBTX · 11 trades
2025-01-01: Withheld for tax, 23,901 sh ($1.5M)2025-01-01: Disposition, 30,000 sh2025-01-01: Disposition, 30,000 sh2025-01-01: Disposition, 545,977 sh2025-01-01: Disposition, 30,000 sh2025-01-01: Disposition, 30,000 sh2025-01-01: Disposition, 107,400 sh2025-01-01: Award / grant, 38,159 sh2025-01-01: Disposition, 107,400 sh2025-01-01: Award / grant, 38,159 sh2025-01-01: Disposition, 545,977 sh
CSWC · 2 trades
2026-08-10: Award / grant, 1,989 sh ($0)2025-08-12: Award / grant, 2,193 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-08-05SSBSale18,000 @ $110.00$2.0M−5.0% of holding341,686Form 4
2026-08-05SSBSale3,750 @ $110.00$413K−27.2% of holding10,050Form 4
2026-08-05SSBSale1,800 @ $110.00$198K−7.3% of holding22,900Form 4
2026-08-05SSBSale1,100 @ $110.00$121K−12.2% of holding7,900Form 4
2026-08-03SSBSale6,181 @ $107.92$667K−77.8% of holding1,762Form 4
2026-04-28SSBSale9,000 @ $98.39$886K−30.0% of holding21,000Form 4
2026-04-28SSBSale5,300 @ $98.39$521K−29.4% of holding12,700Form 4
22 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-08-10CSWCAward / grant1,98942,933Form 4
2026-05-01SSBAward / grant1,0501,050Form 4
2025-12-09SSBGift13,8007,943Form 4
2025-12-09SSBOther acquisition13,80013,800Form 4
2025-11-01SSBOption exercise1,13621,743Form 4
2025-08-12CSWCAward / grant2,19340,944Form 4
2025-07-29SSBOther acquisition32,10020,607Form 4
2025-07-29SSBOther acquisition32,100359,686Form 4
2025-07-22SSBOption exercise26752,707Form 4
2025-05-01SSBAward / grant1,1361,403Form 4
2025-01-22SSBAward / grant267267Form 4
2025-01-01IBTXWithheld for tax23,901107,400Form 4
2025-01-01IBTXDisposition30,0000Form 4
2025-01-01IBTXDisposition30,0000Form 4
2025-01-01IBTXDisposition545,9770Form 4
2025-01-01IBTXDisposition30,0000Form 4
2025-01-01IBTXDisposition30,0000Form 4
2025-01-01IBTXDisposition107,4000Form 4
2025-01-01IBTXAward / grant38,159131,301Form 4
2025-01-01IBTXDisposition107,4000Form 4
2025-01-01IBTXAward / grant38,159131,301Form 4
2025-01-01IBTXDisposition545,9770Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.