Umpleby III Donald J

Director · Officer · CVX, CAT

As of 2026-09-16, Umpleby III Donald J has 17 Form 4 transactions on record across 2 companies — 8 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $364.0MIndirect: $635$364.0Mas of 2026-09-16
  • Direct $364.0M
  • Indirect $635
CATdirect464,199 sh$363.3M
CVXdirect3,031 sh$641K
CVXindirect3 sh$635

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

CAT · 13 trades
2026-03-04: Withheld for tax, 1,546 sh ($1.1M)2026-03-03: Withheld for tax, 1,591 sh ($1.1M)2026-02-10: Withheld for tax, 13,571 sh ($10.1M)2026-02-10: Award / grant, 34,986 sh ($0)2025-11-28: Gift, 2,350 sh ($0)2025-10-10: Sale, 17,166 sh ($8.7M)2025-09-22: Sale, 17,166 sh ($7.9M)2025-09-02: Sale, 17,168 sh ($7.1M)2025-03-04: Withheld for tax, 1,528 sh ($497K)2025-03-03: Award / grant, 12,733 sh ($0)2025-03-03: Award / grant, 39,915 sh ($0)2025-02-11: Withheld for tax, 14,163 sh ($5.1M)2025-02-11: Award / grant, 36,126 sh ($0)
CVX · 4 trades
2026-05-27: Award / grant, 1,272 sh ($0)2025-07-18: Award / grant, 3 sh ($0)2025-07-18: Award / grant, 6 sh ($0)2025-05-28: Award / grant, 1,704 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2025-10-10CATSale17,166 @ $505.29$8.7M−3.7% of holding448,173Form 4
2025-09-22CATSale17,166 @ $462.65$7.9M−3.6% of holding465,339Form 4
2025-09-02CATSale17,168 @ $412.87$7.1M−3.4% of holding482,505Form 4
14 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-05-27CVXAward / grant1,2723,031Form 4
2026-03-04CATWithheld for tax1,546464,199Form 4
2026-03-03CATWithheld for tax1,591465,745Form 4
2026-02-10CATWithheld for tax13,571467,294Form 4
2026-02-10CATAward / grant34,986480,865Form 4
2025-11-28CATGift2,350445,879Form 4
2025-07-18CVXAward / grant33Form 4
2025-07-18CVXAward / grant655Form 4
2025-05-28CVXAward / grant1,7043,231Form 4
2025-03-04CATWithheld for tax1,528499,513Form 4
2025-03-03CATAward / grant12,733501,041Form 4
2025-03-03CATAward / grant39,91539,915Form 4
2025-02-11CATWithheld for tax14,163488,259Form 4
2025-02-11CATAward / grant36,126502,422Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.