RICHSTONE ELLEN B

Director · OESX, CGTX

As of 2026-09-16, RICHSTONE ELLEN B has 11 Form 4 transactions on record across 2 companies — 2 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.1MIndirect: $0$1.1Mas of 2026-09-16
  • Direct $1.1M
  • Indirect $0
OESXdirect35,897 sh$1.0M
CGTXdirect83,500 sh$85K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

OESX · 7 trades
2026-08-11: Award / grant, 2,532 sh ($0)2025-07-01: Award / grant, 20,000 sh ($0)2025-02-21: Purchase, 20,000 sh ($18K)2025-02-20: Purchase, 874 sh ($772)2025-02-19: Purchase, 13,000 sh ($11K)2025-02-18: Purchase, 13,000 sh ($11K)2025-02-14: Purchase, 10,000 sh ($8K)
CGTX · 2 trades
2026-06-17: Award / grant, 25,000 sh ($0)2025-06-18: Award / grant, 34,000 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2025-02-21OESXPurchase20,000 @ $0.91$18K+6.8% of holding313,658Form 4
2025-02-20OESXPurchase874 @ $0.88$772+0.3% of holding293,658Form 4
2025-02-19OESXPurchase13,000 @ $0.84$11K+4.6% of holding292,784Form 4
2025-02-18OESXPurchase13,000 @ $0.84$11K+4.9% of holding279,784Form 4
2025-02-14OESXPurchase10,000 @ $0.82$8K+3.9% of holding266,784Form 4
6 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-08-11OESXAward / grant2,53235,897Form 4
2026-06-17CGTXAward / grant25,00083,500Form 4
2025-07-01OESXAward / grant20,000333,658Form 4
2025-06-18CGTXAward / grant34,00058,500Form 4
2025-05-22Option exercise37,338192,336Form 4
2025-05-22Option exercise37,3380Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.