JEFFS ROGER

Director · Officer · LQDA, AXSM

As of 2026-09-16, JEFFS ROGER has 81 Form 4 transactions on record across 2 companies — 56 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in July in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct: $89.7MIndirect: $71.3M$161.1Mas of 2026-09-16
  • Direct $89.7M
  • Indirect $71.3M
LQDAdirect1,130,426 sh$77.4M
LQDAindirect1,041,667 sh$71.3M
AXSMdirect58,367 sh$12.4M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

LQDA · 66 trades
2026-07-13: Sale, 32,744 sh ($2.3M)2026-07-13: Sale, 2,505 sh ($179K)2026-07-10: Option exercise, 14,333 sh ($0)2026-07-10: Option exercise, 13,834 sh ($0)2026-07-10: Option exercise, 14,333 sh2026-07-10: Option exercise, 14,333 sh2026-07-10: Option exercise, 13,834 sh2026-07-10: Option exercise, 13,834 sh2026-05-27: Sale, 6,428 sh ($400K)2026-05-26: Sale, 25,000 sh ($1.5M)2026-05-22: Sale, 25,000 sh ($1.5M)2026-05-21: Sale, 25,000 sh ($1.5M)2026-05-20: Sale, 25,000 sh ($1.5M)2026-05-19: Sale, 25,000 sh ($1.5M)2026-05-18: Sale, 25,000 sh ($1.4M)2026-05-15: Sale, 25,000 sh ($1.4M)2026-05-14: Sale, 25,000 sh ($1.5M)2026-05-13: Sale, 25,000 sh ($1.4M)2026-05-12: Sale, 25,000 sh ($1.4M)2026-05-11: Sale, 25,000 sh ($1.0M)2026-05-08: Sale, 25,000 sh ($1.1M)2026-05-07: Sale, 25,000 sh ($1.1M)2026-05-06: Sale, 25,000 sh ($1.0M)2026-05-05: Sale, 25,000 sh ($1.0M)2026-04-17: Sale, 18,839 sh ($765K)2026-04-16: Sale, 25,000 sh ($1.0M)2026-04-15: Sale, 25,000 sh ($1.0M)2026-04-14: Sale, 3,300 sh ($132K)2026-04-13: Sale, 32,744 sh ($1.3M)2026-04-10: Sale, 21,433 sh ($860K)2026-04-10: Option exercise, 14,333 sh ($0)2026-04-10: Option exercise, 13,834 sh ($0)2026-04-10: Option exercise, 13,834 sh2026-04-10: Option exercise, 14,333 sh2026-04-10: Option exercise, 13,834 sh2026-04-10: Option exercise, 14,333 sh2026-04-09: Sale, 25,000 sh ($1.0M)2026-01-16: Award / grant, 173,016 sh ($0)2026-01-16: Award / grant, 115,344 sh ($0)2026-01-12: Sale, 66,610 sh ($2.5M)2026-01-09: Option exercise, 57,332 sh ($0)2026-01-09: Option exercise, 13,833 sh ($0)2026-01-09: Option exercise, 13,833 sh2026-01-09: Option exercise, 57,332 sh2026-01-09: Option exercise, 13,833 sh2026-01-09: Option exercise, 57,332 sh2025-10-13: Sale, 20,261 sh ($474K)2025-10-10: Option exercise, 13,834 sh ($0)2025-10-10: Option exercise, 13,834 sh2025-10-10: Option exercise, 13,834 sh2025-07-14: Sale, 20,252 sh ($289K)2025-07-14: Sale, 20,252 sh ($289K)2025-07-11: Option exercise, 13,833 sh ($0)2025-07-11: Option exercise, 13,833 sh ($0)2025-07-11: Option exercise, 13,833 sh2025-07-11: Option exercise, 13,833 sh2025-07-11: Option exercise, 13,833 sh2025-07-11: Option exercise, 13,833 sh2025-06-04: Sale, 30,610 sh ($519K)2025-06-03: Option exercise, 69,169 sh ($0)2025-06-03: Option exercise, 69,169 sh2025-06-03: Option exercise, 69,169 sh2025-04-14: Sale, 14,130 sh ($192K)2025-01-14: Sale, 22,343 sh ($263K)2025-01-11: Award / grant, 229,327 sh ($0)2025-01-11: Award / grant, 229,327 sh ($0)
AXSM · 15 trades
2026-06-11: Sale, 286 sh ($71K)2026-06-10: Sale, 286 sh ($70K)2026-06-08: Option exercise, 1,429 sh ($0)2026-06-08: Option exercise, 1,429 sh2026-06-08: Option exercise, 1,429 sh2026-06-05: Award / grant, 1,721 sh ($0)2025-09-02: Sale, 13,464 sh ($1.7M)2025-08-29: Sale, 20,000 sh ($2.4M)2025-08-28: Sale, 20,000 sh ($2.4M)2025-08-27: Sale, 20,000 sh ($2.4M)2025-08-26: Sale, 20,000 sh ($2.4M)2025-08-22: Sale, 16,694 sh ($2.0M)2025-06-06: Award / grant, 3,166 sh ($0)2025-06-06: Award / grant, 1,429 sh ($0)2025-02-21: Award / grant, 1,408 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-07-13LQDASale32,744 @ $71.52$2.3M−2.8% of holding1,130,426Form 4
2026-07-13LQDASale2,505 @ $71.39$179K−0.2% of holding1,163,170Form 4
2026-06-11AXSMSale286 @ $249.12$71K−0.5% of holding58,367Form 4
2026-06-10AXSMSale286 @ $246.18$70K−0.5% of holding58,653Form 4
2026-05-27LQDASale6,428 @ $62.18$400K−0.6% of holding1,041,667Form 4
2026-05-26LQDASale25,000 @ $60.38$1.5M−2.3% of holding1,048,095Form 4
2026-05-22LQDASale25,000 @ $61.52$1.5M−2.3% of holding1,073,095Form 4
2026-05-21LQDASale25,000 @ $61.13$1.5M−2.2% of holding1,098,095Form 4
2026-05-20LQDASale25,000 @ $61.30$1.5M−2.2% of holding1,123,095Form 4
2026-05-19LQDASale25,000 @ $58.65$1.5M−2.1% of holding1,148,095Form 4
2026-05-18LQDASale25,000 @ $56.77$1.4M−2.1% of holding1,173,095Form 4
2026-05-15LQDASale25,000 @ $57.04$1.4M−2.0% of holding1,198,095Form 4
2026-05-14LQDASale25,000 @ $58.62$1.5M−2.0% of holding1,223,095Form 4
2026-05-13LQDASale25,000 @ $56.29$1.4M−2.0% of holding1,248,095Form 4
2026-05-12LQDASale25,000 @ $54.04$1.4M−1.9% of holding1,273,095Form 4
2026-05-11LQDASale25,000 @ $41.50$1.0M−1.9% of holding1,298,095Form 4
2026-05-08LQDASale25,000 @ $42.14$1.1M−1.9% of holding1,323,095Form 4
2026-05-07LQDASale25,000 @ $42.09$1.1M−1.8% of holding1,348,095Form 4
2026-05-06LQDASale25,000 @ $40.78$1.0M−1.8% of holding1,373,095Form 4
2026-05-05LQDASale25,000 @ $40.10$1.0M−1.8% of holding1,398,095Form 4
2026-04-17LQDASale18,839 @ $40.60$765K−1.3% of holding1,423,095Form 4
2026-04-16LQDASale25,000 @ $40.31$1.0M−1.7% of holding1,441,934Form 4
2026-04-15LQDASale25,000 @ $40.14$1.0M−1.7% of holding1,466,934Form 4
2026-04-14LQDASale3,300 @ $40.00$132K−0.2% of holding1,491,934Form 4
2026-04-13LQDASale32,744 @ $38.37$1.3M−2.8% of holding1,137,599Form 4
2026-04-10LQDASale21,433 @ $40.12$860K−1.4% of holding1,495,234Form 4
2026-04-09LQDASale25,000 @ $40.12$1.0M−1.6% of holding1,516,667Form 4
2026-01-12LQDASale66,610 @ $37.43$2.5M−6.0% of holding1,037,528Form 4
2025-10-13LQDASale20,261 @ $23.41$474K−1.9% of holding1,032,973Form 4
2025-09-02AXSMSale13,464 @ $123.68$1.7M−19.0% of holding57,510Form 4
2025-08-29AXSMSale20,000 @ $121.27$2.4M−22.0% of holding70,974Form 4
2025-08-28AXSMSale20,000 @ $121.60$2.4M−18.0% of holding90,974Form 4
2025-08-27AXSMSale20,000 @ $122.30$2.4M−15.3% of holding110,974Form 4
2025-08-26AXSMSale20,000 @ $120.03$2.4M−13.2% of holding130,974Form 4
2025-08-22AXSMSale16,694 @ $120.08$2.0M−10.0% of holding150,974Form 4
2025-07-14LQDASale20,252 @ $14.28$289K−1.9% of holding1,038,560Form 4
2025-07-14LQDASale20,252 @ $14.28$289K−1.9% of holding1,038,560Form 4
2025-06-04LQDASale30,610 @ $16.97$519K−2.8% of holding1,044,979Form 4
2025-04-14LQDASale14,130 @ $13.57$192K−1.4% of holding1,006,420Form 4
2025-01-14LQDASale22,343 @ $11.78$263K−2.1% of holding1,019,177Form 4
41 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-07-10LQDAOption exercise14,333143,329Form 4
2026-07-10LQDAOption exercise13,83483,001Form 4
2026-07-10LQDAOption exercise14,3331,165,675Form 4
2026-07-10LQDAOption exercise14,3331,165,675Form 4
2026-07-10LQDAOption exercise13,8341,151,342Form 4
2026-07-10LQDAOption exercise13,8341,151,342Form 4
2026-06-08AXSMOption exercise1,4290Form 4
2026-06-08AXSMOption exercise1,42958,939Form 4
2026-06-08AXSMOption exercise1,42958,939Form 4
2026-06-05AXSMAward / grant1,7211,721Form 4
2026-04-10LQDAOption exercise14,333157,662Form 4
2026-04-10LQDAOption exercise13,83496,835Form 4
2026-04-10LQDAOption exercise13,8341,156,010Form 4
2026-04-10LQDAOption exercise14,3331,170,343Form 4
2026-04-10LQDAOption exercise13,8341,156,010Form 4
2026-04-10LQDAOption exercise14,3331,170,343Form 4
2026-01-16LQDAAward / grant173,016173,016Form 4
2026-01-16LQDAAward / grant115,3441,152,872Form 4
2026-01-09LQDAOption exercise57,332171,995Form 4
2026-01-09LQDAOption exercise13,833110,669Form 4
2026-01-09LQDAOption exercise13,8331,046,806Form 4
2026-01-09LQDAOption exercise57,3321,104,138Form 4
2026-01-09LQDAOption exercise13,8331,046,806Form 4
2026-01-09LQDAOption exercise57,3321,104,138Form 4
2025-10-10LQDAOption exercise13,834124,502Form 4
2025-10-10LQDAOption exercise13,8341,053,234Form 4
2025-10-10LQDAOption exercise13,8341,053,234Form 4
2025-07-11LQDAOption exercise13,833138,336Form 4
2025-07-11LQDAOption exercise13,833138,336Form 4
2025-07-11LQDAOption exercise13,8331,058,812Form 4
2025-07-11LQDAOption exercise13,8331,058,812Form 4
2025-07-11LQDAOption exercise13,8331,058,812Form 4
2025-07-11LQDAOption exercise13,8331,058,812Form 4
2025-06-06AXSMAward / grant3,1663,166Form 4
2025-06-06AXSMAward / grant1,4291,429Form 4
2025-06-03LQDAOption exercise69,169152,169Form 4
2025-06-03LQDAOption exercise69,1691,075,589Form 4
2025-06-03LQDAOption exercise69,1691,075,589Form 4
2025-02-21AXSMAward / grant1,4081,408Form 4
2025-01-11LQDAAward / grant229,3271,041,520Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.