BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Director · Other reporting person · Ten-percent owner · RM, DCOM

As of 2026-09-16, BASSWOOD CAPITAL MANAGEMENT, L.L.C. has 116 Form 4 transactions on record across 2 companies — 98 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in September in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct $7.3M
Indirect $31.6M

DCOM	indirect	420,339 sh	$17.0M
RM	indirect	453,434 sh	$14.6M
DCOM	direct	179,380 sh	$7.3M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

DCOM · 65 trades

RM · 51 trades

Filing ledger

Date	Company	Action	Shares @ price	Value	Ownership Δ	Owned after	Filing
2026-09-01	RM	Sale	1,159 @ $31.65	$37K	−4.8% of holding	23,118	Form 4
2026-08-13	DCOM	Sale	2,904 @ $41.40	$120K	−0.7% of holding	420,339	Form 4
2026-08-13	DCOM	Sale	2,882 @ $41.40	$119K	−0.3% of holding	906,625	Form 4
2026-08-13	DCOM	Sale	1,162 @ $41.40	$48K	−0.9% of holding	129,669	Form 4
2026-08-13	DCOM	Sale	168 @ $41.40	$7K	−0.5% of holding	31,282	Form 4
2026-08-13	DCOM	Sale	54 @ $41.40	$2K	−0.9% of holding	6,099	Form 4
2026-08-12	DCOM	Sale	13,098 @ $40.96	$536K	−3.0% of holding	423,243	Form 4
2026-08-12	DCOM	Sale	12,999 @ $40.96	$532K	−1.4% of holding	909,507	Form 4
2026-08-12	DCOM	Sale	5,240 @ $40.96	$215K	−3.9% of holding	130,831	Form 4
2026-08-12	DCOM	Sale	755 @ $40.96	$31K	−2.3% of holding	31,450	Form 4
2026-08-12	DCOM	Sale	243 @ $40.96	$10K	−3.8% of holding	6,153	Form 4
2026-08-11	DCOM	Sale	8,594 @ $40.59	$349K	−0.9% of holding	922,506	Form 4
2026-08-11	DCOM	Sale	80 @ $40.59	$3K	−0.2% of holding	32,205	Form 4
2026-08-03	DCOM	Sale	14,907 @ $41.17	$614K	−1.6% of holding	931,100	Form 4
2026-08-03	DCOM	Sale	3,987 @ $41.17	$164K	−0.9% of holding	436,341	Form 4
2026-08-03	DCOM	Sale	1,571 @ $41.17	$65K	−1.1% of holding	136,071	Form 4
2026-08-03	DCOM	Sale	178 @ $41.17	$7K	−0.5% of holding	32,285	Form 4
2026-08-03	DCOM	Sale	44 @ $41.17	$2K	−0.7% of holding	6,396	Form 4
2026-07-31	DCOM	Sale	30,661 @ $40.76	$1.2M	−3.1% of holding	946,007	Form 4
2026-07-31	DCOM	Sale	14,990 @ $40.76	$611K	−3.3% of holding	440,328	Form 4
2026-07-31	DCOM	Sale	5,931 @ $40.76	$242K	−4.1% of holding	137,642	Form 4
2026-07-31	DCOM	Sale	1,130 @ $40.76	$46K	−3.4% of holding	32,463	Form 4
2026-07-31	DCOM	Sale	288 @ $40.76	$12K	−4.3% of holding	6,440	Form 4
2026-07-30	DCOM	Sale	6,187 @ $40.79	$252K	−0.6% of holding	976,668	Form 4
2026-07-30	DCOM	Sale	3,115 @ $40.79	$127K	−0.7% of holding	455,318	Form 4
2026-07-30	DCOM	Sale	1,244 @ $40.79	$51K	−0.9% of holding	143,573	Form 4
2026-07-30	DCOM	Sale	326 @ $40.79	$13K	−1.0% of holding	33,593	Form 4
2026-07-30	DCOM	Sale	57 @ $40.79	$2K	−0.8% of holding	6,728	Form 4
2026-06-18	DCOM	Sale	13,800 @ $39.02	$538K	−2.9% of holding	458,433	Form 4
2026-06-18	DCOM	Sale	12,003 @ $39.02	$468K	−1.2% of holding	982,855	Form 4
2026-06-18	DCOM	Sale	6,030 @ $39.02	$235K	−4.0% of holding	144,817	Form 4
2026-06-18	DCOM	Sale	663 @ $39.02	$26K	−0.1% of holding	994,858	Form 4
2026-06-18	DCOM	Sale	255 @ $39.02	$10K	−3.6% of holding	6,785	Form 4
2026-06-16	DCOM	Sale	6,726 @ $39.29	$264K	−1.4% of holding	472,233	Form 4
2026-06-16	DCOM	Sale	4,142 @ $39.29	$163K	−2.7% of holding	150,847	Form 4
2026-06-16	DCOM	Sale	1,790 @ $39.29	$70K	−0.2% of holding	995,521	Form 4
2026-06-16	DCOM	Sale	1,238 @ $39.29	$49K	−0.1% of holding	997,311	Form 4
2026-06-16	DCOM	Sale	123 @ $39.29	$5K	−1.7% of holding	7,040	Form 4
2026-06-15	DCOM	Sale	6,963 @ $39.67	$276K	−1.4% of holding	478,959	Form 4
2026-06-15	DCOM	Sale	4,288 @ $39.67	$170K	−2.7% of holding	154,989	Form 4
2026-06-15	DCOM	Sale	1,853 @ $39.67	$74K	−0.2% of holding	1,000,402	Form 4
2026-06-15	DCOM	Sale	1,281 @ $39.67	$51K	−0.1% of holding	998,549	Form 4
2026-06-15	DCOM	Sale	128 @ $39.67	$5K	−1.8% of holding	7,163	Form 4
2026-06-12	DCOM	Sale	5,892 @ $40.08	$236K	−3.6% of holding	159,277	Form 4
2026-06-12	DCOM	Sale	5,244 @ $40.08	$210K	−1.1% of holding	485,922	Form 4
2026-06-12	DCOM	Sale	4,636 @ $40.08	$186K	−0.5% of holding	1,001,683	Form 4
2026-06-12	DCOM	Sale	98 @ $40.08	$4K	−1.3% of holding	7,291	Form 4
2026-02-23	RM	Sale	1,310 @ $34.05	$45K	−0.3% of holding	425,606	Form 4
2026-02-23	RM	Sale	980 @ $34.05	$33K	−0.4% of holding	261,307	Form 4
2026-02-23	RM	Sale	259 @ $34.05	$9K	−0.2% of holding	103,611	Form 4
2026-02-23	RM	Sale	57 @ $34.05	$2K	−0.2% of holding	24,277	Form 4
2026-02-23	RM	Sale	22 @ $34.05	$749	−0.4% of holding	4,908	Form 4
2026-02-20	RM	Sale	3,201 @ $34.51	$110K	−0.7% of holding	426,916	Form 4
2026-02-20	RM	Sale	2,391 @ $34.51	$83K	−0.9% of holding	262,287	Form 4
2026-02-20	RM	Sale	632 @ $34.51	$22K	−0.6% of holding	103,870	Form 4
2026-02-20	RM	Sale	138 @ $34.51	$5K	−0.6% of holding	24,334	Form 4
2026-02-20	RM	Sale	54 @ $34.51	$2K	−1.1% of holding	4,930	Form 4
2026-02-03	DCOM	Sale	7,500 @ $34.83	$261K	−0.7% of holding	1,006,319	Form 4
2026-01-30	DCOM	Sale	20,339 @ $33.96	$691K	−2.0% of holding	1,013,819	Form 4
2025-12-10	RM	Sale	25,514 @ $37.80	$964K	−5.6% of holding	430,117	Form 4
2025-12-10	RM	Sale	16,740 @ $37.80	$633K	−5.9% of holding	264,678	Form 4
2025-12-10	RM	Sale	6,605 @ $37.80	$250K	−5.9% of holding	104,502	Form 4
2025-12-10	RM	Sale	1,603 @ $37.80	$61K	−6.1% of holding	24,472	Form 4
2025-12-10	RM	Sale	316 @ $37.80	$12K	−6.0% of holding	4,984	Form 4
2025-12-09	RM	Sale	7,828 @ $36.68	$287K	−2.7% of holding	281,418	Form 4
2025-12-09	RM	Sale	3,091 @ $36.68	$113K	−2.7% of holding	111,107	Form 4
2025-12-09	RM	Sale	138 @ $36.68	$5K	−2.5% of holding	5,300	Form 4
2025-12-01	RM	Sale	778 @ $37.59	$29K	−0.3% of holding	289,246	Form 4
2025-12-01	RM	Sale	739 @ $37.59	$28K	−0.2% of holding	455,631	Form 4
2025-12-01	RM	Sale	307 @ $37.59	$12K	−0.3% of holding	114,198	Form 4
2025-12-01	RM	Sale	63 @ $37.59	$2K	−0.2% of holding	26,075	Form 4
2025-12-01	RM	Sale	15 @ $37.59	$564	−0.3% of holding	5,438	Form 4
2025-11-26	RM	Sale	778 @ $39.53	$31K	−0.3% of holding	290,024	Form 4
2025-11-26	RM	Sale	740 @ $39.53	$29K	−0.2% of holding	456,370	Form 4
2025-11-26	RM	Sale	307 @ $39.53	$12K	−0.3% of holding	114,505	Form 4
2025-11-26	RM	Sale	63 @ $39.53	$2K	−0.2% of holding	26,138	Form 4
2025-11-26	RM	Sale	14 @ $39.53	$553	−0.3% of holding	5,453	Form 4
2025-11-25	RM	Sale	12,477 @ $37.48	$468K	−4.1% of holding	290,802	Form 4
2025-11-25	RM	Sale	11,870 @ $37.48	$445K	−2.5% of holding	457,110	Form 4
2025-11-25	RM	Sale	4,926 @ $37.48	$185K	−4.1% of holding	114,812	Form 4

7 award / exercise / gift records — not counted as purchases

Date	Company	Action	Shares	Owned after	Filing
2026-09-02	RM	Award / grant	23,764	453,434	Form 4
2026-09-01	RM	Award / grant	4,064	429,670	Form 4
2026-05-21	RM	Award / grant	3,337	34,748	Form 4
2026-01-02	DCOM	Award / grant	1,865	179,380	Form 4
2025-05-22	RM	Award / grant	4,491	31,411	Form 4
2025-01-02	DCOM	Award / grant	1,848	177,515	Form 4
2024-12-31	DCOM	Award / grant	581	175,667	Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.