Swales Richard

Officer · PSFE

As of 2026-09-16, Swales Richard has 8 Form 4 transactions on record across 1 company — 8 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $216KIndirect: $0$216Kas of 2026-09-16
  • Direct $216K
  • Indirect $0
PSFEdirect34,456 sh$216K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

PSFE · 8 trades
2026-08-14: Sale, 10,000 sh ($66K)2026-05-15: Sale, 10,000 sh ($77K)2026-04-01: Withheld for tax, 46,886 sh ($315K)2026-04-01: Withheld for tax, 12,680 sh ($94K)2026-04-01: Option exercise, 89,821 sh ($0)2026-04-01: Option exercise, 89,821 sh2026-04-01: Option exercise, 89,821 sh2026-03-19: Sale, 18,849 sh ($129K)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-08-14PSFESale10,000 @ $6.58$66K−22.5% of holding34,456Form 4
2026-05-15PSFESale10,000 @ $7.69$77K−18.4% of holding44,456Form 4
2026-03-19PSFESale18,849 @ $6.87$129K−43.7% of holding24,291Form 4
5 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-04-01PSFEWithheld for tax46,88667,226Form 4
2026-04-01PSFEWithheld for tax12,68054,546Form 4
2026-04-01PSFEOption exercise89,821388,294Form 4
2026-04-01PSFEOption exercise89,821114,112Form 4
2026-04-01PSFEOption exercise89,821114,112Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.