Herzog Carolyn

Officer · ESTC

As of 2026-09-16, Herzog Carolyn has 14 Form 4 transactions on record across 1 company — 7 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in September in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct: $9.6MIndirect: $0$9.6Mas of 2026-09-16
  • Direct $9.6M
  • Indirect $0
ESTCdirect112,954 sh$9.6M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

ESTC · 14 trades
2026-09-09: Sale, 5,485 sh ($481K)2026-09-01: Sale, 10,000 sh ($937K)2026-06-09: Sale, 9,485 sh ($575K)2026-06-08: Award / grant, 32,185 sh ($0)2026-06-08: Award / grant, 20,140 sh ($0)2026-03-09: Sale, 3,989 sh ($209K)2025-12-09: Sale, 5,353 sh ($402K)2025-09-09: Sale, 5,143 sh ($463K)2025-06-09: Sale, 5,702 sh ($496K)2025-06-08: Award / grant, 16,784 sh ($0)2025-06-08: Award / grant, 2,918 sh ($0)2025-03-11: Sale, 4,500 sh ($440K)2025-03-10: Sale, 3,334 sh ($303K)2024-12-09: Sale, 4,525 sh ($492K)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-09-09ESTCSale5,485 @ $87.78$481K−4.6% of holding112,954Form 4
2026-09-01ESTCSale10,000 @ $93.67$937K−7.8% of holding118,439Form 4
2026-06-09ESTCSale9,485 @ $60.61$575K−6.9% of holding128,439Form 4
2026-03-09ESTCSale3,989 @ $52.28$209K−4.5% of holding85,335Form 4
2025-12-09ESTCSale5,353 @ $75.05$402K−5.7% of holding89,324Form 4
2025-09-09ESTCSale5,143 @ $90.12$463K−5.2% of holding94,677Form 4
2025-06-09ESTCSale5,702 @ $86.91$496K−5.7% of holding93,985Form 4
2025-03-11ESTCSale4,500 @ $97.88$440K−5.3% of holding79,652Form 4
2025-03-10ESTCSale3,334 @ $90.78$303K−3.8% of holding84,152Form 4
2024-12-09ESTCSale4,525 @ $108.71$492K−4.9% of holding87,486Form 4
4 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-08ESTCAward / grant32,185137,924Form 4
2026-06-08ESTCAward / grant20,140105,739Form 4
2025-06-08ESTCAward / grant16,78499,687Form 4
2025-06-08ESTCAward / grant2,91882,903Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.