Gu Paul

Director · Officer · UPST

As of 2026-09-16, Gu Paul has 49 Form 4 transactions on record across 1 company — 5 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $22.7MIndirect: $3.2M$25.9Mas of 2026-09-16
  • Direct $22.7M
  • Indirect $3.2M
UPSTdirect912,702 sh$22.7M
UPSTindirect130,000 sh$3.2M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

UPST · 49 trades
2026-09-10: Purchase, 50,000 sh ($1.3M)2026-05-13: Purchase, 50,000 sh ($1.4M)2026-02-28: Award / grant, 912,702 sh ($0)2025-11-11: Purchase, 80,000 sh ($3.1M)2025-11-11: Purchase, 20,000 sh ($784K)2025-09-02: Sale, 2,663 sh ($182K)2025-09-02: Sale, 2,337 sh ($161K)2025-09-02: Option exercise, 2,500 sh ($22K)2025-09-02: Option exercise, 2,500 sh ($22K)2025-09-02: Option exercise, 2,500 sh ($10K)2025-09-02: Option exercise, 2,500 sh ($10K)2025-06-17: Option exercise, 25,000 sh ($95K)2025-06-17: Option exercise, 25,000 sh ($95K)2025-05-19: Option exercise, 25,000 sh ($95K)2025-05-19: Option exercise, 25,000 sh ($0)2025-04-14: Option exercise, 25,000 sh ($95K)2025-04-14: Option exercise, 25,000 sh ($0)2025-03-10: Option exercise, 13,269 sh ($202K)2025-03-10: Option exercise, 4,844 sh ($125K)2025-03-10: Option exercise, 4,844 sh ($0)2025-03-10: Option exercise, 13,269 sh ($0)2025-03-06: Option exercise, 13,269 sh ($202K)2025-03-06: Option exercise, 4,844 sh ($125K)2025-03-06: Option exercise, 4,844 sh ($0)2025-03-06: Option exercise, 13,269 sh ($0)2025-02-28: Award / grant, 29,331 sh ($0)2025-02-28: Award / grant, 55,728 sh ($0)2025-02-20: Sale, 11,607 sh ($917K)2025-02-20: Sale, 400 sh ($32K)2025-01-31: Option exercise, 6,566 sh ($100K)2025-01-31: Option exercise, 17,500 sh ($67K)2025-01-31: Option exercise, 6,566 sh ($0)2025-01-31: Option exercise, 17,500 sh ($0)2025-01-13: Option exercise, 30,792 sh ($66K)2025-01-13: Option exercise, 30,792 sh ($0)2025-01-07: Option exercise, 50,000 sh ($108K)2025-01-07: Option exercise, 50,000 sh ($0)2024-12-30: Option exercise, 50,000 sh ($108K)2024-12-30: Option exercise, 50,000 sh ($0)2024-12-06: Sale, 35,876 sh ($2.7M)2024-12-06: Sale, 4,350 sh ($331K)2024-12-06: Option exercise, 40,226 sh ($47K)2024-12-06: Option exercise, 40,226 sh ($0)2024-12-05: Sale, 4,019 sh ($301K)2024-12-05: Option exercise, 4,019 sh ($5K)2024-12-05: Option exercise, 4,019 sh ($0)2024-12-04: Sale, 28,155 sh ($2.1M)2024-12-04: Option exercise, 28,155 sh ($33K)2024-12-04: Option exercise, 28,155 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-09-10UPSTPurchase50,000 @ $25.55$1.3M+62.5% of holding130,000Form 4
2026-05-13UPSTPurchase50,000 @ $27.50$1.4M+250.0% of holding70,000Form 4
2025-11-11UPSTPurchase80,000 @ $39.23$3.1Mownership Δ n/a80,000Form 4
2025-11-11UPSTPurchase20,000 @ $39.22$784Kownership Δ n/a20,000Form 4
2025-09-02UPSTSale2,663 @ $68.35$182K−0.2% of holding1,149,493Form 4
2025-09-02UPSTSale2,337 @ $68.91$161K−0.2% of holding1,147,156Form 4
2025-02-20UPSTSale11,607 @ $79.00$917K−1.1% of holding1,006,999Form 4
2025-02-20UPSTSale400 @ $79.56$32K−0.0% of holding1,006,599Form 4
2024-12-06UPSTSale35,876 @ $75.37$2.7M−4.0% of holding867,415Form 4
2024-12-06UPSTSale4,350 @ $76.18$331K−0.5% of holding863,065Form 4
2024-12-05UPSTSale4,019 @ $75.00$301K−0.5% of holding863,065Form 4
2024-12-04UPSTSale28,155 @ $75.06$2.1M−3.2% of holding863,065Form 4
37 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-02-28UPSTAward / grant912,702912,702Form 4
2025-09-02UPSTOption exercise2,5001,152,156Form 4
2025-09-02UPSTOption exercise2,500181,336Form 4
2025-09-02UPSTOption exercise2,50042,500Form 4
2025-09-02UPSTOption exercise2,5001,149,656Form 4
2025-06-17UPSTOption exercise25,00045,000Form 4
2025-06-17UPSTOption exercise25,0001,147,156Form 4
2025-05-19UPSTOption exercise25,0001,122,156Form 4
2025-05-19UPSTOption exercise25,00070,000Form 4
2025-04-14UPSTOption exercise25,0001,097,156Form 4
2025-04-14UPSTOption exercise25,00095,000Form 4
2025-03-10UPSTOption exercise13,2691,067,312Form 4
2025-03-10UPSTOption exercise4,8441,072,156Form 4
2025-03-10UPSTOption exercise4,844106,593Form 4
2025-03-10UPSTOption exercise13,269285,332Form 4
2025-03-06UPSTOption exercise13,2691,049,199Form 4
2025-03-06UPSTOption exercise4,8441,054,043Form 4
2025-03-06UPSTOption exercise4,844111,437Form 4
2025-03-06UPSTOption exercise13,269298,601Form 4
2025-02-28UPSTAward / grant29,3311,035,930Form 4
2025-02-28UPSTAward / grant55,72855,728Form 4
2025-01-31UPSTOption exercise6,5661,017,923Form 4
2025-01-31UPSTOption exercise17,5001,011,357Form 4
2025-01-31UPSTOption exercise6,566311,870Form 4
2025-01-31UPSTOption exercise17,500120,000Form 4
2025-01-13UPSTOption exercise30,792993,857Form 4
2025-01-13UPSTOption exercise30,7920Form 4
2025-01-07UPSTOption exercise50,000963,065Form 4
2025-01-07UPSTOption exercise50,00030,792Form 4
2024-12-30UPSTOption exercise50,000913,065Form 4
2024-12-30UPSTOption exercise50,00080,792Form 4
2024-12-06UPSTOption exercise40,226903,291Form 4
2024-12-06UPSTOption exercise40,2260Form 4
2024-12-05UPSTOption exercise4,019867,084Form 4
2024-12-05UPSTOption exercise4,01940,226Form 4
2024-12-04UPSTOption exercise28,155891,220Form 4
2024-12-04UPSTOption exercise28,15544,245Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.