Stein Richard L.

Officer · CFG

As of 2026-09-16, Stein Richard L. has 5 Form 4 transactions on record across 1 company — 3 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $5.7MIndirect: $0$5.7Mas of 2026-09-16
  • Direct $5.7M
  • Indirect $0
CFGdirect84,633 sh$5.7M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

CFG · 5 trades
2026-06-15: Withheld for tax, 4,913 sh ($332K)2026-03-01: Withheld for tax, 12,295 sh ($740K)2026-03-01: Award / grant, 12,958 sh ($0)2025-03-01: Withheld for tax, 10,461 sh ($479K)2025-03-01: Award / grant, 14,556 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
5 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-15CFGWithheld for tax4,91384,633Form 4
2026-03-01CFGWithheld for tax12,29589,546Form 4
2026-03-01CFGAward / grant12,958101,841Form 4
2025-03-01CFGWithheld for tax10,46188,883Form 4
2025-03-01CFGAward / grant14,55699,344Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.