Wolfe Serena
Director · Officer · NLY
As of 2026-09-16, Wolfe Serena has 19 Form 4 transactions on record across 1 company — 10 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in May in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $4.3M
- Indirect $0
| NLY | direct | 200,964 sh | $4.3M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-05-04 | NLY | Sale | 16,537 @ $22.48 | $372K | −7.6% of holding | 200,964 | Form 4 |
| 2026-02-18 | NLY | Sale | 16,536 @ $23.14 | $383K | −8.7% of holding | 173,081 | Form 4 |
| 2025-05-13 | NLY | Sale | 25,386 @ $19.57 | $497K | −13.6% of holding | 161,586 | Form 4 |
16 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-07-10 | — | Award / grant | 14 | 6,347 | Form 4 |
| 2026-04-22 | — | Award / grant | 12 | 6,333 | Form 4 |
| 2026-04-08 | — | Award / grant | 2,313 | 6,321 | Form 4 |
| 2026-02-25 | NLY | Award / grant | 83,106 | 256,187 | Form 4 |
| 2026-02-25 | NLY | Withheld for tax | 42,427 | 213,760 | Form 4 |
| 2026-02-01 | NLY | Award / grant | 45,632 | 189,617 | Form 4 |
| 2026-02-01 | NLY | Withheld for tax | 35,660 | 143,985 | Form 4 |
| 2025-11-28 | — | Award / grant | 133 | 4,008 | Form 4 |
| 2025-08-29 | — | Award / grant | 131 | 3,875 | Form 4 |
| 2025-05-30 | — | Award / grant | 164 | 3,744 | Form 4 |
| 2025-04-09 | — | Award / grant | 1,242 | 3,580 | Form 4 |
| 2025-02-28 | — | Award / grant | 146 | 2,338 | Form 4 |
| 2025-02-25 | NLY | Withheld for tax | 11,515 | 186,972 | Form 4 |
| 2025-02-25 | NLY | Award / grant | 22,555 | 198,487 | Form 4 |
| 2025-02-01 | NLY | Award / grant | 66,712 | 166,502 | Form 4 |
| 2025-02-01 | NLY | Withheld for tax | 22,981 | 99,790 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.