Finkelstein David L
Director · Officer · NLY
As of 2026-09-16, Finkelstein David L has 15 Form 4 transactions on record across 1 company — 8 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in August in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $16.2M
- Indirect $0
| NLY | direct | 761,012 sh | $16.2M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-08-03 | NLY | Sale | 50,000 @ $22.89 | $1.1M | −6.2% of holding | 761,012 | Form 4 |
| 2026-04-27 | NLY | Sale | 50,000 @ $22.88 | $1.1M | −6.0% of holding | 783,763 | Form 4 |
| 2026-02-18 | NLY | Sale | 50,000 @ $23.13 | $1.2M | −6.8% of holding | 688,134 | Form 4 |
| 2025-11-03 | NLY | Sale | 50,000 @ $21.16 | $1.1M | −6.6% of holding | 709,725 | Form 4 |
| 2025-08-04 | NLY | Sale | 50,000 @ $20.79 | $1.0M | −6.3% of holding | 743,430 | Form 4 |
| 2025-05-05 | NLY | Sale | 50,000 @ $19.27 | $964K | −6.2% of holding | 760,769 | Form 4 |
| 2025-02-10 | NLY | Sale | 50,000 @ $20.60 | $1.0M | −6.9% of holding | 677,465 | Form 4 |
8 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-02-25 | NLY | Award / grant | 325,797 | 1,013,931 | Form 4 |
| 2026-02-25 | NLY | Withheld for tax | 180,168 | 833,763 | Form 4 |
| 2026-02-01 | NLY | Award / grant | 152,976 | 738,134 | Form 4 |
| 2026-02-01 | NLY | Withheld for tax | 139,889 | 585,158 | Form 4 |
| 2025-02-25 | NLY | Withheld for tax | 121,784 | 810,769 | Form 4 |
| 2025-02-25 | NLY | Award / grant | 220,222 | 932,553 | Form 4 |
| 2025-02-01 | NLY | Award / grant | 232,328 | 727,465 | Form 4 |
| 2025-02-01 | NLY | Withheld for tax | 112,306 | 495,137 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.