Rothberg Richard J

Officer · DELL

As of 2026-09-27, Rothberg Richard J has 14 Form 4 transactions on record across 1 company — 6 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in June in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct: $74.5MIndirect: $0$74.5Mas of 2026-09-27
  • Direct $74.5M
  • Indirect $0
DELLdirect132,415 sh$74.5M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

DELL · 14 trades
2026-09-17: Sale, 4,000 sh ($2.3M)2026-09-11: Sale, 6,000 sh ($3.3M)2026-06-15: Sale, 20,000 sh ($8.2M)2026-06-03: Gift, 6,450 sh ($0)2026-03-15: Withheld for tax, 11,120 sh ($1.7M)2026-03-15: Award / grant, 100,057 sh ($0)2025-06-03: Sale, 70,165 sh ($7.6M)2025-03-15: Withheld for tax, 11,357 sh ($1.1M)2025-03-15: Award / grant, 52,663 sh ($0)2025-03-15: Award / grant, 21,951 sh ($0)2024-04-08: Sale, 93,954 sh ($12.5M)2024-03-15: Withheld for tax, 12,864 sh ($1.4M)2024-03-15: Award / grant, 19,626 sh ($0)2024-03-15: Award / grant, 74,129 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-09-17DELLSale4,000 @ $583.36$2.3M−2.9% of holding132,415Form 4
2026-09-11DELLSale6,000 @ $547.55$3.3M−4.2% of holding136,415Form 4
2026-06-15DELLSale20,000 @ $410.00$8.2M−12.3% of holding142,415Form 4
2025-06-03DELLSale70,165 @ $108.82$7.6M−46.7% of holding79,928Form 4
2024-04-08DELLSale93,954 @ $132.95$12.5M−52.0% of holding86,836Form 4
9 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-03DELLGift6,450162,415Form 4
2026-03-15DELLWithheld for tax11,12068,808Form 4
2026-03-15DELLAward / grant100,057168,865Form 4
2025-03-15DELLWithheld for tax11,35797,430Form 4
2025-03-15DELLAward / grant52,663150,093Form 4
2025-03-15DELLAward / grant21,951108,787Form 4
2024-03-15DELLWithheld for tax12,864106,661Form 4
2024-03-15DELLAward / grant19,626119,525Form 4
2024-03-15DELLAward / grant74,129180,790Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.