Thompson Dorothy C

Director · ETN

As of 2026-09-27, Thompson Dorothy C has 17 Form 4 transactions on record across 1 company — 5 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in May in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Reconstructed holdings

Direct: $482KIndirect: $970K$1.5Mas of 2026-09-27
  • Direct $482K
  • Indirect $970K
ETNindirect2,205 sh$970K
ETNdirect1,096 sh$482K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

ETN · 17 trades
2026-05-22: Sale, 167 sh ($64K)2026-05-06: Withheld for tax, 150 sh ($62K)2026-05-06: Award / grant, 470 sh ($0)2026-05-06: Option exercise, 621 sh ($0)2026-05-06: Option exercise, 621 sh ($0)2025-05-20: Sale, 140 sh ($46K)2025-05-06: Award / grant, 615 sh ($0)2025-05-02: Withheld for tax, 132 sh ($39K)2025-05-02: Option exercise, 546 sh ($0)2025-05-02: Option exercise, 546 sh ($0)2024-09-03: Purchase, 2,205 sh ($662K)2024-09-03: Sale, 2,205 sh ($662K)2024-08-13: Sale, 285 sh ($83K)2024-05-03: Withheld for tax, 253 sh ($81K)2024-05-03: Award / grant, 540 sh ($0)2024-05-03: Option exercise, 1,051 sh ($0)2024-05-03: Option exercise, 1,051 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-05-22ETNSale167 @ $385.00$64K−13.2% of holding1,096Form 4
2025-05-20ETNSale140 @ $327.21$46K−15.1% of holding790Form 4
2024-09-03ETNPurchase2,205 @ $300.30$662Kownership Δ n/a2,205Form 4
2024-09-03ETNSale2,205 @ $300.14$662K−73.4% of holding798Form 4
2024-08-13ETNSale285 @ $289.51$83K−35.6% of holding516Form 4
12 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-05-06ETNWithheld for tax1501,263Form 4
2026-05-06ETNAward / grant470470Form 4
2026-05-06ETNOption exercise6211,413Form 4
2026-05-06ETNOption exercise6210Form 4
2025-05-06ETNAward / grant615615Form 4
2025-05-02ETNWithheld for tax132930Form 4
2025-05-02ETNOption exercise5460Form 4
2025-05-02ETNOption exercise5461,062Form 4
2024-05-03ETNWithheld for tax2533,003Form 4
2024-05-03ETNAward / grant540540Form 4
2024-05-03ETNOption exercise1,0510Form 4
2024-05-03ETNOption exercise1,0513,256Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.