Bates David J.
Officer · XPO
As of 2026-09-16, Bates David J. has 23 Form 4 transactions on record across 1 company — 14 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Reconstructed holdings
- Direct $11.3M
- Indirect $0
| XPO | direct | 64,735 sh | $11.3M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-14 | XPO | Sale | 1,500 @ $179.65 | $269K | −2.2% of holding | 65,250 | Form 4 |
| 2026-09-14 | XPO | Sale | 515 @ $180.58 | $93K | −0.8% of holding | 64,735 | Form 4 |
| 2026-09-14 | XPO | Sale | 400 @ $178.07 | $71K | −0.6% of holding | 66,750 | Form 4 |
| 2026-09-14 | XPO | Sale | 200 @ $177.26 | $35K | −0.3% of holding | 67,150 | Form 4 |
| 2025-03-13 | XPO | Purchase | 1,880 @ $106.16 | $200K | +9.8% of holding | 21,106 | Form 4 |
18 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-03-15 | XPO | Withheld for tax | 2,994 | 67,350 | Form 4 |
| 2026-03-15 | XPO | Option exercise | 1,463 | 2,926 | Form 4 |
| 2026-03-15 | XPO | Option exercise | 1,451 | 1,451 | Form 4 |
| 2026-03-15 | XPO | Option exercise | 3,975 | 0 | Form 4 |
| 2026-03-15 | XPO | Option exercise | 6,889 | 70,344 | Form 4 |
| 2026-03-10 | XPO | Withheld for tax | 17,166 | 63,455 | Form 4 |
| 2026-03-10 | XPO | Option exercise | 39,515 | 80,621 | Form 4 |
| 2026-03-10 | XPO | Award / grant | 39,515 | 39,515 | Form 4 |
| 2026-03-10 | XPO | Option exercise | 39,515 | 0 | Form 4 |
| 2026-03-02 | XPO | Award / grant | 2,440 | 2,440 | Form 4 |
| 2025-04-21 | XPO | Withheld for tax | 13,154 | 41,106 | Form 4 |
| 2025-04-21 | XPO | Option exercise | 30,100 | 0 | Form 4 |
| 2025-04-21 | XPO | Option exercise | 30,100 | 54,260 | Form 4 |
| 2025-03-15 | XPO | Withheld for tax | 2,373 | 24,160 | Form 4 |
| 2025-03-15 | XPO | Option exercise | 3,976 | 3,975 | Form 4 |
| 2025-03-15 | XPO | Option exercise | 1,451 | 2,902 | Form 4 |
| 2025-03-15 | XPO | Option exercise | 5,427 | 26,533 | Form 4 |
| 2025-03-03 | XPO | Award / grant | 4,389 | 4,389 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.