Upton Jerome T

Officer · GNW

As of 2026-09-16, Upton Jerome T has 30 Form 4 transactions on record across 1 company — 15 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $923KIndirect: $0$923Kas of 2026-09-16
  • Direct $923K
  • Indirect $0
GNWdirect91,429 sh$923K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

GNW · 30 trades
2026-03-02: Withheld for tax, 36,555 sh ($309K)2026-03-02: Award / grant, 91,429 sh ($0)2026-03-02: Option exercise, 83,196 sh ($0)2026-02-26: Withheld for tax, 11,548 sh ($100K)2026-02-26: Withheld for tax, 10,415 sh ($90K)2026-02-26: Option exercise, 43,431 sh ($0)2026-02-26: Option exercise, 37,506 sh ($0)2026-02-26: Option exercise, 43,431 sh2026-02-26: Option exercise, 43,431 sh2026-02-26: Option exercise, 37,506 sh2026-02-26: Option exercise, 37,506 sh2026-02-13: Withheld for tax, 9,701 sh ($87K)2026-02-13: Option exercise, 36,486 sh ($0)2026-02-13: Option exercise, 36,486 sh2026-02-13: Option exercise, 36,486 sh2025-03-03: Withheld for tax, 14,013 sh ($98K)2025-03-03: Award / grant, 31,761 sh ($0)2025-02-26: Withheld for tax, 11,627 sh ($77K)2025-02-26: Award / grant, 112,518 sh ($0)2025-02-26: Option exercise, 43,431 sh ($0)2025-02-26: Option exercise, 43,431 sh2025-02-26: Option exercise, 43,431 sh2025-02-14: Withheld for tax, 9,768 sh ($71K)2025-02-14: Withheld for tax, 5,509 sh ($40K)2025-02-14: Option exercise, 20,576 sh ($0)2025-02-14: Option exercise, 36,486 sh ($0)2025-02-14: Option exercise, 36,486 sh2025-02-14: Option exercise, 36,486 sh2025-02-14: Option exercise, 20,576 sh2025-02-14: Option exercise, 20,576 sh

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
30 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-03-02GNWWithheld for tax36,555560,388Form 4
2026-03-02GNWAward / grant91,42991,429Form 4
2026-03-02GNWOption exercise83,196596,943Form 4
2026-02-26GNWWithheld for tax11,548486,656Form 4
2026-02-26GNWWithheld for tax10,415513,747Form 4
2026-02-26GNWOption exercise43,43143,431Form 4
2026-02-26GNWOption exercise37,50675,012Form 4
2026-02-26GNWOption exercise43,431498,204Form 4
2026-02-26GNWOption exercise43,431498,204Form 4
2026-02-26GNWOption exercise37,506524,162Form 4
2026-02-26GNWOption exercise37,506524,162Form 4
2026-02-13GNWWithheld for tax9,701454,773Form 4
2026-02-13GNWOption exercise36,4860Form 4
2026-02-13GNWOption exercise36,486464,474Form 4
2026-02-13GNWOption exercise36,486464,474Form 4
2025-03-03GNWWithheld for tax14,013427,988Form 4
2025-03-03GNWAward / grant31,761442,001Form 4
2025-02-26GNWWithheld for tax11,627410,240Form 4
2025-02-26GNWAward / grant112,518112,518Form 4
2025-02-26GNWOption exercise43,43186,862Form 4
2025-02-26GNWOption exercise43,431421,867Form 4
2025-02-26GNWOption exercise43,431421,867Form 4
2025-02-14GNWWithheld for tax9,768363,369Form 4
2025-02-14GNWWithheld for tax5,509378,436Form 4
2025-02-14GNWOption exercise20,5760Form 4
2025-02-14GNWOption exercise36,48636,486Form 4
2025-02-14GNWOption exercise36,486373,137Form 4
2025-02-14GNWOption exercise36,486373,137Form 4
2025-02-14GNWOption exercise20,576383,945Form 4
2025-02-14GNWOption exercise20,576383,945Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.