Daw Tracy D
Officer · FNKO
As of 2026-09-16, Daw Tracy D has 28 Form 4 transactions on record across 1 company — 10 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in March in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $247K
- Indirect $0
| FNKO | direct | 47,016 sh | $247K |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-03-18 | FNKO | Sale | 12,793 @ $3.65 | $47K | −21.4% of holding | 47,016 | Form 4 |
| 2025-04-24 | FNKO | Sale | 1,495 @ $4.03 | $6K | −5.1% of holding | 27,826 | Form 4 |
| 2025-03-18 | FNKO | Sale | 18,608 @ $7.14 | $133K | −41.4% of holding | 26,332 | Form 4 |
| 2024-12-20 | FNKO | Sale | 14,650 @ $12.55 | $184K | −69.7% of holding | 6,362 | Form 4 |
24 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-03-17 | FNKO | Award / grant | 123,750 | 123,750 | Form 4 |
| 2026-03-13 | FNKO | Option exercise | 12,600 | 25,200 | Form 4 |
| 2026-03-13 | FNKO | Option exercise | 12,600 | 59,809 | Form 4 |
| 2026-03-12 | FNKO | Option exercise | 9,767 | 47,209 | Form 4 |
| 2026-03-12 | FNKO | Option exercise | 9,767 | 29,302 | Form 4 |
| 2026-03-08 | FNKO | Option exercise | 4,343 | 0 | Form 4 |
| 2026-03-08 | FNKO | Option exercise | 4,343 | 37,442 | Form 4 |
| 2026-03-06 | FNKO | Option exercise | 5,273 | 33,099 | Form 4 |
| 2026-03-06 | FNKO | Option exercise | 5,273 | 5,274 | Form 4 |
| 2025-04-21 | FNKO | Option exercise | 2,989 | 0 | Form 4 |
| 2025-04-21 | FNKO | Option exercise | 2,989 | 29,321 | Form 4 |
| 2025-03-13 | FNKO | Option exercise | 12,600 | 29,940 | Form 4 |
| 2025-03-13 | FNKO | Option exercise | 12,600 | 37,800 | Form 4 |
| 2025-03-13 | FNKO | Option exercise | 15,000 | 44,940 | Form 4 |
| 2025-03-13 | FNKO | Option exercise | 15,000 | 0 | Form 4 |
| 2025-03-12 | FNKO | Award / grant | 39,069 | 39,069 | Form 4 |
| 2025-03-12 | FNKO | Award / grant | 29,300 | 29,300 | Form 4 |
| 2025-03-12 | FNKO | Award / grant | 1,361 | 17,340 | Form 4 |
| 2025-03-08 | FNKO | Option exercise | 4,343 | 4,343 | Form 4 |
| 2025-03-08 | FNKO | Option exercise | 4,343 | 15,979 | Form 4 |
| 2025-03-06 | FNKO | Option exercise | 5,274 | 10,547 | Form 4 |
| 2025-03-06 | FNKO | Option exercise | 5,274 | 11,636 | Form 4 |
| 2024-12-20 | FNKO | Option exercise | 14,650 | 21,012 | Form 4 |
| 2024-12-20 | FNKO | Option exercise | 14,650 | 14,650 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.