Smith Mark A.

Director · Officer · NB, RAAQ

As of 2026-09-16, Smith Mark A. has 10 Form 4 transactions on record across 2 companies — 8 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.0MIndirect: $0$1.0Mas of 2026-09-16
  • Direct $1.0M
  • Indirect $0
NBdirect293,160 sh$1.0M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

NB · 5 trades
2026-07-06: Award / grant, 293,160 sh ($0)2025-12-15: Exercise, 46,801 sh ($166K)2025-12-15: Exercise, 46,801 sh ($0)2025-08-18: Award / grant, 375,000 sh ($0)2024-12-23: Award / grant, 150,000 sh ($0)
RAAQ · 5 trades
2026-07-01: Conversion, 25,000 sh ($0)2026-07-01: Disposition, 25,000 sh2026-07-01: Conversion, 25,000 sh2026-07-01: Conversion, 25,000 sh2026-07-01: Disposition, 25,000 sh

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
10 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-07-06NBAward / grant293,160293,160Form 4
2026-07-01RAAQConversion25,0000Form 4
2026-07-01RAAQDisposition25,0000Form 4
2026-07-01RAAQConversion25,00025,000Form 4
2026-07-01RAAQConversion25,00025,000Form 4
2026-07-01RAAQDisposition25,0000Form 4
2025-12-15NBExercise46,8012,318,819Form 4
2025-12-15NBExercise46,8010Form 4
2025-08-18NBAward / grant375,000375,000Form 4
2024-12-23NBAward / grant150,000150,000Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.