Forman Alan N

Officer · Other reporting person · RILY

As of 2026-09-16, Forman Alan N has 6 Form 4 transactions on record across 1 company — 4 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $211KIndirect: $0$211Kas of 2026-09-16
  • Direct $211K
  • Indirect $0
RILYdirect34,974 sh$211K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

RILY · 6 trades
2026-06-30: Withheld for tax, 2,853 sh ($23K)2026-05-14: Sale, 79,445 sh ($680K)2026-05-13: Sale, 20,555 sh ($176K)2026-04-13: Withheld for tax, 3,741 sh ($27K)2025-06-02: Disposition, 1,373 sh ($4K)2025-03-14: Disposition, 10,376 sh ($43K)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-05-14RILYSale79,445 @ $8.56$680K−67.7% of holding37,827Form 4
2026-05-13RILYSale20,555 @ $8.58$176K−14.9% of holding117,272Form 4
4 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-30RILYWithheld for tax2,85334,974Form 4
2026-04-13RILYWithheld for tax3,741137,827Form 4
2025-06-02RILYDisposition1,373141,568Form 4
2025-03-14RILYDisposition10,376142,941Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.