Ricciardi Lisa

Director · Officer · CGTX

As of 2026-09-16, Ricciardi Lisa has 13 Form 4 transactions on record across 1 company — 7 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.8MIndirect: $40K$1.8Mas of 2026-09-16
  • Direct $1.8M
  • Indirect $40K
CGTXdirect1,715,851 sh$1.8M
CGTXindirect38,851 sh$40K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

CGTX · 13 trades
2026-04-16: Purchase, 9,175 sh ($10K)2026-02-15: Withheld for tax, 5,850 sh ($7K)2026-02-04: Withheld for tax, 51,704 sh ($53K)2026-02-03: Withheld for tax, 26,036 sh ($29K)2026-02-03: Award / grant, 800,000 sh ($0)2025-12-18: Withheld for tax, 23,400 sh ($35K)2025-12-18: Award / grant, 75,000 sh ($0)2025-07-29: Withheld for tax, 23,400 sh ($16K)2025-07-29: Award / grant, 75,000 sh ($0)2025-02-15: Withheld for tax, 6,619 sh ($4K)2025-02-04: Award / grant, 631,300 sh ($0)2025-02-03: Withheld for tax, 28,960 sh ($19K)2025-01-31: Purchase, 38,851 sh ($30K)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-04-16CGTXPurchase9,175 @ $1.10$10K+0.5% of holding1,715,851Form 4
2025-01-31CGTXPurchase38,851 @ $0.77$30Kownership Δ n/a38,851Form 4
11 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-02-15CGTXWithheld for tax5,8501,706,676Form 4
2026-02-04CGTXWithheld for tax51,7041,712,526Form 4
2026-02-03CGTXWithheld for tax26,0361,764,230Form 4
2026-02-03CGTXAward / grant800,0001,790,266Form 4
2025-12-18CGTXWithheld for tax23,400990,266Form 4
2025-12-18CGTXAward / grant75,0001,013,666Form 4
2025-07-29CGTXWithheld for tax23,400938,666Form 4
2025-07-29CGTXAward / grant75,000962,066Form 4
2025-02-15CGTXWithheld for tax6,619887,066Form 4
2025-02-04CGTXAward / grant631,300893,685Form 4
2025-02-03CGTXWithheld for tax28,960262,385Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.