Fallon Thomas J
Director · HTGC
As of 2026-09-16, Fallon Thomas J has 5 Form 4 transactions on record across 1 company — 4 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Reconstructed holdings
- Direct $0
- Indirect $2.8M
| HTGC | indirect | 157,669 sh | $2.8M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-03-26 | HTGC | Purchase | 7,300 @ $14.30 | $104K | +4.9% of holding | 157,669 | Form 4 |
| 2026-02-27 | HTGC | Purchase | 20,000 @ $14.20 | $284K | +15.3% of holding | 150,369 | Form 4 |
| 2026-02-24 | HTGC | Purchase | 10,000 @ $14.98 | $150K | +8.3% of holding | 130,369 | Form 4 |
| 2026-02-17 | HTGC | Purchase | 20,000 @ $15.88 | $318K | +19.9% of holding | 120,369 | Form 4 |
| 2025-05-08 | HTGC | Purchase | 5,976 @ $17.53 | $105K | +6.4% of holding | 98,882 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.