AUERBACH ALAN H
Director · Officer · Ten-percent owner · PBYI
As of 2026-09-27, AUERBACH ALAN H has 14 Form 4 transactions on record across 1 company — 5 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in July in multiple years since 2024 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $70.9M
- Indirect $0
| PBYI | direct | 7,261,671 sh | $70.9M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-07-06 | PBYI | Sale | 44,058 @ $8.26 | $364K | −0.6% of holding | 7,261,671 | Form 4 |
| 2026-01-07 | PBYI | Sale | 18,012 @ $5.88 | $106K | −0.3% of holding | 7,145,951 | Form 4 |
| 2026-01-06 | PBYI | Sale | 16,938 @ $5.84 | $99K | −0.2% of holding | 7,163,963 | Form 4 |
| 2025-07-09 | PBYI | Sale | 21,580 @ $3.54 | $76K | −0.3% of holding | 7,180,901 | Form 4 |
| 2025-07-08 | PBYI | Sale | 25,592 @ $3.53 | $90K | −0.4% of holding | 7,202,481 | Form 4 |
| 2025-01-02 | PBYI | Sale | 33,841 @ $3.15 | $107K | −0.5% of holding | 7,029,674 | Form 4 |
| 2024-07-17 | PBYI | Sale | 21,920 @ $3.70 | $81K | −0.3% of holding | 7,063,515 | Form 4 |
| 2024-07-02 | PBYI | Sale | 18,885 @ $3.27 | $62K | −0.3% of holding | 7,085,435 | Form 4 |
6 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-02-18 | PBYI | Award / grant | 227,474 | 227,474 | Form 4 |
| 2026-02-18 | PBYI | Award / grant | 159,778 | 7,305,729 | Form 4 |
| 2025-02-07 | PBYI | Award / grant | 274,622 | 274,622 | Form 4 |
| 2025-02-07 | PBYI | Award / grant | 198,399 | 7,228,073 | Form 4 |
| 2024-03-15 | PBYI | Award / grant | 6,577 | 7,104,320 | Form 4 |
| 2024-03-15 | PBYI | Award / grant | 9,047 | 9,047 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.