FRATES JAMES M
Director · Officer · AMLX, SAGE
As of 2026-09-16, FRATES JAMES M has 20 Form 4 transactions on record across 2 companies — 9 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in September in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $7.6M
- Indirect $0
| AMLX | direct | 233,625 sh | $7.6M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-10 | AMLX | Sale | 9,768 @ $32.27 | $315K | −4.0% of holding | 234,667 | Form 4 |
| 2026-09-10 | AMLX | Sale | 1,042 @ $33.23 | $35K | −0.4% of holding | 233,625 | Form 4 |
| 2026-03-02 | AMLX | Sale | 7,909 @ $14.52 | $115K | −4.6% of holding | 165,638 | Form 4 |
| 2026-02-02 | AMLX | Sale | 3,557 @ $14.65 | $52K | −2.0% of holding | 173,547 | Form 4 |
| 2026-01-06 | AMLX | Sale | 3,326 @ $11.11 | $37K | −1.8% of holding | 177,104 | Form 4 |
| 2025-09-30 | AMLX | Sale | 10,558 @ $14.65 | $155K | −3.6% of holding | 280,430 | Form 4 |
| 2025-03-31 | AMLX | Sale | 10,896 @ $3.47 | $38K | −3.6% of holding | 290,988 | Form 4 |
13 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-08-18 | AMLX | Award / grant | 22,807 | 244,435 | Form 4 |
| 2026-03-05 | AMLX | Award / grant | 143,985 | 143,985 | Form 4 |
| 2026-03-05 | AMLX | Award / grant | 95,990 | 261,628 | Form 4 |
| 2025-07-31 | SAGE | Disposition | 21,500 | 0 | Form 4 |
| 2025-07-31 | SAGE | Code U | 2,845 | 0 | Form 4 |
| 2025-07-31 | SAGE | Disposition | 19,154 | 0 | Form 4 |
| 2025-07-31 | SAGE | Disposition | 21,500 | 0 | Form 4 |
| 2025-07-31 | SAGE | Code U | 2,845 | 0 | Form 4 |
| 2025-07-31 | SAGE | Disposition | 19,154 | 0 | Form 4 |
| 2025-06-11 | SAGE | Award / grant | 21,500 | 21,500 | Form 4 |
| 2025-03-06 | AMLX | Award / grant | 102,630 | 102,630 | Form 4 |
| 2025-03-06 | AMLX | Award / grant | 68,420 | 301,884 | Form 4 |
| 2025-01-03 | SAGE | Award / grant | 19,154 | 19,154 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.