KELLEHER THOMAS J /ADV

Officer · RILY

As of 2026-09-17, KELLEHER THOMAS J /ADV has 4 Form 4 transactions on record across 1 company — 2 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $425KIndirect: $5.4M$5.8Mas of 2026-09-17
  • Direct $425K
  • Indirect $5.4M
RILYindirect899,288 sh$5.4M
RILYdirect70,541 sh$425K

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

RILY · 4 trades
2026-06-16: Gift, 3,000 sh ($0)2026-04-13: Withheld for tax, 22,440 sh ($162K)2025-06-02: Disposition, 14,030 sh ($43K)2025-03-14: Disposition, 44,109 sh ($183K)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
4 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-06-16RILYGift3,000899,288Form 4
2026-04-13RILYWithheld for tax22,44070,541Form 4
2025-06-02RILYDisposition14,03092,981Form 4
2025-03-14RILYDisposition44,109107,011Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.