Gates Greg

Officer · LPLA

As of 2026-09-16, Gates Greg has 75 Form 4 transactions on record across 1 company — 27 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Pattern in the record: open-market sales filed in August in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.

Trades by company

LPLA · 75 trades
2026-08-20: Sale, 4,119 sh ($1.5M)2026-08-20: Option exercise, 7,189 sh ($557K)2026-08-20: Option exercise, 7,189 sh ($0)2026-06-12: Withheld for tax, 232 sh ($69K)2026-02-25: Withheld for tax, 1,293 sh ($412K)2026-02-25: Award / grant, 2,807 sh ($0)2026-02-25: Award / grant, 2,774 sh ($0)2026-02-25: Award / grant, 1,856 sh ($0)2025-12-05: Sale, 410 sh ($152K)2025-12-05: Sale, 136 sh ($50K)2025-12-05: Sale, 85 sh ($32K)2025-12-05: Sale, 46 sh ($17K)2025-12-05: Sale, 39 sh ($15K)2025-12-05: Sale, 34 sh ($13K)2025-11-05: Sale, 293 sh ($110K)2025-11-05: Sale, 267 sh ($100K)2025-11-05: Sale, 234 sh ($89K)2025-11-05: Sale, 230 sh ($86K)2025-11-05: Sale, 205 sh ($77K)2025-11-05: Sale, 169 sh ($64K)2025-11-05: Sale, 63 sh ($23K)2025-11-05: Sale, 39 sh ($15K)2025-10-06: Sale, 266 sh ($83K)2025-10-06: Sale, 141 sh ($44K)2025-10-06: Sale, 132 sh ($42K)2025-10-06: Sale, 109 sh ($34K)2025-10-06: Sale, 102 sh ($33K)2025-09-05: Sale, 326 sh ($109K)2025-09-05: Sale, 190 sh ($65K)2025-09-05: Sale, 150 sh ($52K)2025-09-05: Sale, 128 sh ($43K)2025-09-05: Sale, 121 sh ($41K)2025-09-05: Sale, 106 sh ($37K)2025-09-05: Sale, 91 sh ($30K)2025-09-05: Sale, 79 sh ($27K)2025-09-05: Sale, 79 sh ($26K)2025-09-05: Sale, 72 sh ($24K)2025-09-05: Sale, 47 sh ($16K)2025-09-05: Sale, 32 sh ($11K)2025-09-05: Sale, 28 sh ($9K)2025-09-05: Sale, 25 sh ($8K)2025-09-05: Sale, 11 sh ($4K)2025-09-05: Sale, 11 sh ($4K)2025-09-05: Sale, 3 sh ($1K)2025-09-05: Sale, 1 sh ($345)2025-08-05: Sale, 620 sh ($232K)2025-08-05: Sale, 352 sh ($131K)2025-08-05: Sale, 161 sh ($60K)2025-08-05: Sale, 131 sh ($49K)2025-08-05: Sale, 106 sh ($40K)2025-08-05: Sale, 45 sh ($17K)2025-08-05: Sale, 42 sh ($16K)2025-08-05: Sale, 30 sh ($11K)2025-08-05: Sale, 9 sh ($3K)2025-08-05: Sale, 4 sh ($2K)2025-07-03: Sale, 363 sh ($139K)2025-07-03: Sale, 351 sh ($134K)2025-07-03: Sale, 315 sh ($121K)2025-07-03: Sale, 159 sh ($61K)2025-07-03: Sale, 133 sh ($50K)2025-07-03: Sale, 96 sh ($36K)2025-07-03: Sale, 48 sh ($18K)2025-07-03: Sale, 35 sh ($13K)2025-06-12: Withheld for tax, 234 sh ($89K)2025-06-05: Sale, 409 sh ($155K)2025-06-05: Sale, 275 sh ($103K)2025-06-05: Sale, 219 sh ($84K)2025-06-05: Sale, 189 sh ($71K)2025-06-05: Sale, 143 sh ($54K)2025-06-05: Sale, 123 sh ($47K)2025-06-05: Sale, 83 sh ($32K)2025-06-05: Sale, 59 sh ($22K)2025-02-25: Withheld for tax, 3,319 sh ($1.2M)2025-02-25: Award / grant, 6,170 sh ($0)2025-02-25: Award / grant, 2,157 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-08-20LPLASale4,119 @ $355.38$1.5M−14.9% of holding23,602Form 4
2025-12-05LPLASale410 @ $371.20$152K−2.7% of holding14,744Form 4
2025-12-05LPLASale136 @ $370.44$50K−0.9% of holding15,154Form 4
2025-12-05LPLASale85 @ $372.32$32K−0.6% of holding14,659Form 4
2025-12-05LPLASale46 @ $367.95$17K−0.3% of holding15,324Form 4
2025-12-05LPLASale39 @ $373.09$15K−0.3% of holding14,620Form 4
2025-12-05LPLASale34 @ $368.70$13K−0.2% of holding15,290Form 4
2025-11-05LPLASale293 @ $377.01$110K−1.8% of holding15,812Form 4
2025-11-05LPLASale267 @ $375.80$100K−1.6% of holding16,105Form 4
2025-11-05LPLASale234 @ $378.24$89K−1.5% of holding15,578Form 4
2025-11-05LPLASale230 @ $374.86$86K−1.4% of holding16,372Form 4
2025-11-05LPLASale205 @ $374.00$77K−1.2% of holding16,602Form 4
2025-11-05LPLASale169 @ $379.58$64K−1.1% of holding15,409Form 4
2025-11-05LPLASale63 @ $372.62$23K−0.4% of holding16,807Form 4
2025-11-05LPLASale39 @ $380.12$15K−0.3% of holding15,370Form 4
2025-10-06LPLASale266 @ $313.20$83K−1.5% of holding17,213Form 4
2025-10-06LPLASale141 @ $312.15$44K−0.8% of holding17,479Form 4
2025-10-06LPLASale132 @ $315.09$42K−0.8% of holding16,972Form 4
2025-10-06LPLASale109 @ $314.04$34K−0.6% of holding17,104Form 4
2025-10-06LPLASale102 @ $320.27$33K−0.6% of holding16,870Form 4
2025-09-05LPLASale326 @ $332.90$109K−1.7% of holding18,613Form 4
2025-09-05LPLASale190 @ $340.83$65K−1.0% of holding18,049Form 4
2025-09-05LPLASale150 @ $343.98$52K−0.8% of holding17,773Form 4
2025-09-05LPLASale128 @ $337.13$43K−0.7% of holding18,385Form 4
2025-09-05LPLASale121 @ $340.01$41K−0.7% of holding18,239Form 4
2025-09-05LPLASale106 @ $347.46$37K−0.6% of holding17,663Form 4
2025-09-05LPLASale91 @ $329.17$30K−0.5% of holding19,029Form 4
2025-09-05LPLASale79 @ $341.89$27K−0.4% of holding17,970Form 4
2025-09-05LPLASale79 @ $331.83$26K−0.4% of holding18,939Form 4
2025-09-05LPLASale72 @ $335.84$24K−0.4% of holding18,513Form 4
2025-09-05LPLASale47 @ $342.88$16K−0.3% of holding17,923Form 4
2025-09-05LPLASale32 @ $349.60$11K−0.2% of holding17,620Form 4
2025-09-05LPLASale28 @ $334.53$9K−0.2% of holding18,585Form 4
2025-09-05LPLASale25 @ $337.58$8K−0.1% of holding18,360Form 4
2025-09-05LPLASale11 @ $348.04$4K−0.1% of holding17,652Form 4
2025-09-05LPLASale11 @ $330.12$4K−0.1% of holding19,018Form 4
2025-09-05LPLASale3 @ $344.67$1K−0.0% of holding17,770Form 4
2025-09-05LPLASale1 @ $345.44$345−0.0% of holding17,769Form 4
2025-08-05LPLASale620 @ $374.22$232K−3.1% of holding19,356Form 4
2025-08-05LPLASale352 @ $373.49$131K−1.7% of holding19,976Form 4
2025-08-05LPLASale161 @ $372.43$60K−0.8% of holding20,328Form 4
2025-08-05LPLASale131 @ $371.55$49K−0.6% of holding20,489Form 4
2025-08-05LPLASale106 @ $376.30$40K−0.5% of holding19,205Form 4
2025-08-05LPLASale45 @ $375.37$17K−0.2% of holding19,311Form 4
2025-08-05LPLASale42 @ $377.79$16K−0.2% of holding19,163Form 4
2025-08-05LPLASale30 @ $378.47$11K−0.2% of holding19,133Form 4
2025-08-05LPLASale9 @ $380.46$3K−0.0% of holding19,124Form 4
2025-08-05LPLASale4 @ $381.34$2K−0.0% of holding19,120Form 4
2025-07-03LPLASale363 @ $383.75$139K−1.7% of holding20,970Form 4
2025-07-03LPLASale351 @ $382.58$134K−1.6% of holding21,333Form 4
2025-07-03LPLASale315 @ $384.61$121K−1.5% of holding20,655Form 4
2025-07-03LPLASale159 @ $381.69$61K−0.7% of holding21,684Form 4
2025-07-03LPLASale133 @ $379.35$50K−0.6% of holding21,891Form 4
2025-07-03LPLASale96 @ $378.17$36K−0.4% of holding22,024Form 4
2025-07-03LPLASale48 @ $380.85$18K−0.2% of holding21,843Form 4
2025-07-03LPLASale35 @ $385.29$13K−0.2% of holding20,620Form 4
2025-06-05LPLASale409 @ $379.79$155K−1.8% of holding22,779Form 4
2025-06-05LPLASale275 @ $375.52$103K−1.2% of holding23,579Form 4
2025-06-05LPLASale219 @ $381.69$84K−1.0% of holding22,477Form 4
2025-06-05LPLASale189 @ $377.39$71K−0.8% of holding23,247Form 4
2025-06-05LPLASale143 @ $376.49$54K−0.6% of holding23,436Form 4
2025-06-05LPLASale123 @ $382.37$47K−0.5% of holding22,354Form 4
2025-06-05LPLASale83 @ $380.54$32K−0.4% of holding22,696Form 4
2025-06-05LPLASale59 @ $378.42$22K−0.3% of holding23,188Form 4
11 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-08-20LPLAOption exercise7,18927,721Form 4
2026-08-20LPLAOption exercise7,1890Form 4
2026-06-12LPLAWithheld for tax23220,532Form 4
2026-02-25LPLAWithheld for tax1,29315,183Form 4
2026-02-25LPLAAward / grant2,80720,764Form 4
2026-02-25LPLAAward / grant2,77417,957Form 4
2026-02-25LPLAAward / grant1,85616,476Form 4
2025-06-12LPLAWithheld for tax23422,120Form 4
2025-02-25LPLAWithheld for tax3,31921,697Form 4
2025-02-25LPLAAward / grant6,17025,016Form 4
2025-02-25LPLAAward / grant2,15723,854Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.