Ellis Stephen A

Director · SCHW

As of 2026-09-16, Ellis Stephen A has 37 Form 4 transactions on record across 1 company — 21 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $1.4MIndirect: $9.2M$10.6Mas of 2026-09-16
  • Direct $1.4M
  • Indirect $9.2M
SCHWindirect87,563 sh$9.2M
SCHWdirect13,276 sh$1.4M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

SCHW · 37 trades
2026-07-01: Award / grant, 379 sh2026-07-01: Award / grant, 379 sh2026-06-23: Option exercise, 2,258 sh ($57K)2026-06-23: Option exercise, 2,258 sh ($0)2026-05-26: Award / grant, 1,602 sh ($0)2026-05-26: Award / grant, 3,977 sh ($0)2026-04-01: Award / grant, 393 sh2026-04-01: Award / grant, 393 sh2026-03-24: Option exercise, 7,866 sh ($61.9M)2026-03-24: Option exercise, 1,899 sh ($3.6M)2026-03-24: Option exercise, 7,866 sh ($228K)2026-03-24: Option exercise, 1,899 sh ($54K)2026-02-26: Sale, 10,725 sh ($1.0M)2026-01-02: Award / grant, 357 sh2026-01-02: Award / grant, 357 sh2025-12-16: Option exercise, 1,922 sh ($61K)2025-12-16: Option exercise, 1,922 sh ($0)2025-10-01: Award / grant, 366 sh2025-10-01: Award / grant, 366 sh2025-09-23: Option exercise, 2,105 sh ($60K)2025-09-23: Option exercise, 2,105 sh ($0)2025-07-01: Award / grant, 371 sh2025-07-01: Award / grant, 371 sh2025-06-24: Option exercise, 1,853 sh ($61K)2025-06-24: Option exercise, 1,853 sh ($0)2025-05-27: Award / grant, 3,646 sh ($0)2025-05-27: Award / grant, 1,462 sh ($0)2025-04-01: Award / grant, 435 sh2025-04-01: Award / grant, 435 sh2025-01-02: Award / grant, 458 sh2025-01-02: Award / grant, 458 sh2024-12-18: Option exercise, 8,548 sh ($267K)2024-12-18: Option exercise, 1,997 sh ($60K)2024-12-18: Option exercise, 2,005 sh ($60K)2024-12-18: Option exercise, 1,997 sh ($0)2024-12-18: Option exercise, 8,548 sh ($0)2024-12-18: Option exercise, 2,005 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
2026-02-26SCHWSale10,725 @ $96.57$1.0M−10.9% of holding87,563Form 4
36 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-07-01SCHWAward / grant37913,276Form 4
2026-07-01SCHWAward / grant37913,276Form 4
2026-06-23SCHWOption exercise2,2587,445Form 4
2026-06-23SCHWOption exercise2,2580Form 4
2026-05-26SCHWAward / grant1,6028,262Form 4
2026-05-26SCHWAward / grant3,9773,977Form 4
2026-04-01SCHWAward / grant39312,852Form 4
2026-04-01SCHWAward / grant39312,852Form 4
2026-03-24SCHWOption exercise7,8660Form 4
2026-03-24SCHWOption exercise1,8990Form 4
2026-03-24SCHWOption exercise7,8666,660Form 4
2026-03-24SCHWOption exercise1,8996,660Form 4
2026-01-02SCHWAward / grant35712,418Form 4
2026-01-02SCHWAward / grant35712,418Form 4
2025-12-16SCHWOption exercise1,9226,660Form 4
2025-12-16SCHWOption exercise1,9220Form 4
2025-10-01SCHWAward / grant36612,025Form 4
2025-10-01SCHWAward / grant36612,025Form 4
2025-09-23SCHWOption exercise2,1056,660Form 4
2025-09-23SCHWOption exercise2,1050Form 4
2025-07-01SCHWAward / grant37111,627Form 4
2025-07-01SCHWAward / grant37111,627Form 4
2025-06-24SCHWOption exercise1,8536,660Form 4
2025-06-24SCHWOption exercise1,8530Form 4
2025-05-27SCHWAward / grant3,6463,646Form 4
2025-05-27SCHWAward / grant1,4629,039Form 4
2025-04-01SCHWAward / grant43511,221Form 4
2025-04-01SCHWAward / grant43511,221Form 4
2025-01-02SCHWAward / grant45810,749Form 4
2025-01-02SCHWAward / grant45810,749Form 4
2024-12-18SCHWOption exercise8,5487,301Form 4
2024-12-18SCHWOption exercise1,9977,301Form 4
2024-12-18SCHWOption exercise2,0057,301Form 4
2024-12-18SCHWOption exercise1,9970Form 4
2024-12-18SCHWOption exercise8,5480Form 4
2024-12-18SCHWOption exercise2,0050Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.