AWM Investment Company, Inc.
Ten-percent owner · MASS
As of 2026-09-16, AWM Investment Company, Inc. has 24 Form 4 transactions on record across 1 company — 15 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in May in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
- Direct $0
- Indirect $47.4M
| MASS | indirect | 4,779,773 sh | $47.4M |
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-08-21 | MASS | Sale | 41,578 @ $10.61 | $441K | −0.9% of holding | 4,779,773 | Form 4 |
| 2026-08-20 | MASS | Sale | 8,422 @ $10.52 | $89K | −0.2% of holding | 4,821,351 | Form 4 |
| 2026-08-04 | MASS | Sale | 50,000 @ $8.36 | $418K | −1.0% of holding | 4,829,773 | Form 4 |
| 2026-06-23 | MASS | Sale | 3,050 @ $9.00 | $27K | −0.1% of holding | 4,879,773 | Form 4 |
| 2026-06-22 | MASS | Sale | 4,668 @ $8.99 | $42K | −0.1% of holding | 4,882,823 | Form 4 |
| 2026-06-04 | MASS | Sale | 39,782 @ $8.97 | $357K | −0.8% of holding | 4,887,491 | Form 4 |
| 2026-06-02 | MASS | Sale | 2,500 @ $8.95 | $22K | −0.1% of holding | 4,927,273 | Form 4 |
| 2026-05-28 | MASS | Sale | 170,442 @ $8.66 | $1.5M | −3.3% of holding | 4,929,773 | Form 4 |
| 2026-05-27 | MASS | Sale | 15,000 @ $8.25 | $124K | −0.3% of holding | 5,100,215 | Form 4 |
| 2026-05-27 | MASS | Sale | 1,500 @ $8.25 | $12K | −0.0% of holding | 5,115,215 | Form 4 |
| 2026-05-11 | MASS | Sale | 5,000 @ $8.25 | $41K | −0.1% of holding | 5,116,715 | Form 4 |
| 2026-05-08 | MASS | Sale | 3,025 @ $8.20 | $25K | −0.1% of holding | 5,121,715 | Form 4 |
| 2026-05-07 | MASS | Sale | 12,819 @ $8.20 | $105K | −0.2% of holding | 5,124,740 | Form 4 |
| 2026-05-06 | MASS | Sale | 57,365 @ $8.06 | $462K | −1.1% of holding | 5,137,559 | Form 4 |
| 2026-05-06 | MASS | Sale | 5,000 @ $8.00 | $40K | −0.1% of holding | 5,194,924 | Form 4 |
| 2025-05-08 | — | Sale | 10,000 @ $5.21 | $52K | −0.5% of holding | 1,942,706 | Form 4 |
| 2025-05-07 | — | Sale | 10,000 @ $5.13 | $51K | −0.5% of holding | 1,952,706 | Form 4 |
| 2024-12-13 | — | Sale | 18,802 @ $1.19 | $22K | −1.5% of holding | 1,212,836 | Form 4 |
| 2024-12-12 | — | Sale | 7,400 @ $1.21 | $9K | −0.6% of holding | 1,231,638 | Form 4 |
| 2024-12-11 | — | Sale | 17,092 @ $1.22 | $21K | −1.4% of holding | 1,239,038 | Form 4 |
| 2024-12-10 | — | Sale | 33,839 @ $1.22 | $41K | −2.6% of holding | 1,256,130 | Form 4 |
| 2024-12-09 | — | Sale | 20,916 @ $1.23 | $26K | −1.6% of holding | 1,289,969 | Form 4 |
| 2024-12-06 | — | Sale | 24,760 @ $1.26 | $31K | −1.9% of holding | 1,310,885 | Form 4 |
| 2024-12-05 | — | Sale | 10,000 @ $1.27 | $13K | −0.7% of holding | 1,335,645 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.