Putnam James S

Director · LPLA

As of 2026-09-16, Putnam James S has 11 Form 4 transactions on record across 1 company — 7 in the trailing 12 months.

Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.

Reconstructed holdings

Direct: $45.1MIndirect: $0$45.1Mas of 2026-09-16
  • Direct $45.1M
  • Indirect $0
LPLAdirect135,298 sh$45.1M

Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.

Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.

Trades by company

LPLA · 11 trades
2026-08-28: Award / grant, 7 sh ($0)2026-08-03: Gift, 2,000 sh ($0)2026-06-04: Award / grant, 10 sh ($0)2026-05-15: Award / grant, 712 sh ($0)2026-05-07: Gift, 100 sh ($0)2026-03-24: Award / grant, 10 sh ($0)2025-12-01: Award / grant, 7 sh ($0)2025-08-29: Award / grant, 7 sh ($0)2025-06-12: Award / grant, 6 sh ($0)2025-05-23: Award / grant, 602 sh ($0)2025-03-25: Award / grant, 8 sh ($0)

Filing ledger

DateCompanyActionShares @ priceValueOwnership ΔOwned afterFiling
11 award / exercise / gift records — not counted as purchases
DateCompanyActionSharesOwned afterFiling
2026-08-28LPLAAward / grant7135,298Form 4
2026-08-03LPLAGift2,000135,291Form 4
2026-06-04LPLAAward / grant10137,291Form 4
2026-05-15LPLAAward / grant712137,281Form 4
2026-05-07LPLAGift100136,569Form 4
2026-03-24LPLAAward / grant10136,669Form 4
2025-12-01LPLAAward / grant7136,659Form 4
2025-08-29LPLAAward / grant7136,652Form 4
2025-06-12LPLAAward / grant6136,645Form 4
2025-05-23LPLAAward / grant602136,639Form 4
2025-03-25LPLAAward / grant8136,037Form 4

Source: SEC Form 4 filings. Each row links to its original filing.

Research tool, not investment advice — historical frequencies, not recommendations. A product of Marovel Technologies LLC. Full terms.