HERRINGER FRANK C
Director · SCHW
As of 2026-09-16, HERRINGER FRANK C has 32 Form 4 transactions on record across 1 company — 15 in the trailing 12 months.
Everything this person has disclosed to the SEC on Form 4 — across every company they file for — reconstructed from the public record. A filing history, not a tip sheet.
Pattern in the record: open-market sales filed in April in multiple years since 2025 — a recurring calendar cadence, more consistent with scheduled activity than a one-off decision.
Reconstructed holdings
Reconstructed from this person's own Form 4 filings — the total each filing reported owning afterward, priced at the close on the as-of date shown. A filed position can lag the real one.
Direct and indirect holdings (e.g. through a trust or fund) are tagged separately, as filed.
Trades by company
Filing ledger
| Date | Company | Action | Shares @ price | Value | Ownership Δ | Owned after | Filing |
|---|---|---|---|---|---|---|---|
| 2026-04-28 | SCHW | Sale | 2,520 @ $90.60 | $228K | −1.4% of holding | 177,508 | Form 4 |
| 2025-04-21 | SCHW | Sale | 3,592 @ $74.26 | $267K | −2.0% of holding | 172,162 | Form 4 |
30 award / exercise / gift records — not counted as purchases
| Date | Company | Action | Shares | Owned after | Filing |
|---|---|---|---|---|---|
| 2026-07-01 | SCHW | Award / grant | 457 | 152,751 | Form 4 |
| 2026-07-01 | SCHW | Award / grant | 457 | 152,751 | Form 4 |
| 2026-05-26 | SCHW | Award / grant | 3,977 | 3,977 | Form 4 |
| 2026-05-26 | SCHW | Award / grant | 1,602 | 12,268 | Form 4 |
| 2026-04-28 | SCHW | Option exercise | 7,866 | 10,666 | Form 4 |
| 2026-04-28 | SCHW | Option exercise | 7,866 | 0 | Form 4 |
| 2026-04-01 | SCHW | Award / grant | 474 | 151,757 | Form 4 |
| 2026-04-01 | SCHW | Award / grant | 474 | 151,757 | Form 4 |
| 2026-01-02 | SCHW | Award / grant | 431 | 150,783 | Form 4 |
| 2026-01-02 | SCHW | Award / grant | 431 | 150,783 | Form 4 |
| 2025-10-01 | SCHW | Award / grant | 224 | 149,911 | Form 4 |
| 2025-10-01 | SCHW | Award / grant | 921 | 921 | Form 4 |
| 2025-10-01 | SCHW | Award / grant | 921 | 921 | Form 4 |
| 2025-10-01 | SCHW | Award / grant | 224 | 149,911 | Form 4 |
| 2025-07-01 | SCHW | Award / grant | 909 | 909 | Form 4 |
| 2025-07-01 | SCHW | Award / grant | 227 | 149,266 | Form 4 |
| 2025-07-01 | SCHW | Award / grant | 909 | 909 | Form 4 |
| 2025-07-01 | SCHW | Award / grant | 227 | 149,266 | Form 4 |
| 2025-05-27 | SCHW | Award / grant | 3,646 | 3,646 | Form 4 |
| 2025-05-27 | SCHW | Award / grant | 1,462 | 10,666 | Form 4 |
| 2025-04-21 | SCHW | Option exercise | 8,548 | 9,204 | Form 4 |
| 2025-04-21 | SCHW | Option exercise | 8,548 | 0 | Form 4 |
| 2025-04-01 | SCHW | Award / grant | 1,078 | 1,078 | Form 4 |
| 2025-04-01 | SCHW | Award / grant | 1,078 | 1,078 | Form 4 |
| 2025-04-01 | SCHW | Award / grant | 266 | 148,579 | Form 4 |
| 2025-04-01 | SCHW | Award / grant | 266 | 148,579 | Form 4 |
| 2025-01-02 | SCHW | Award / grant | 1,132 | 1,132 | Form 4 |
| 2025-01-02 | SCHW | Award / grant | 1,132 | 1,132 | Form 4 |
| 2025-01-02 | SCHW | Award / grant | 280 | 147,805 | Form 4 |
| 2025-01-02 | SCHW | Award / grant | 280 | 147,805 | Form 4 |
Source: SEC Form 4 filings. Each row links to its original filing.
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